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First Trust Rising Dividend Achievers ETF

437 hedge funds and large institutions have $5.6B invested in First Trust Rising Dividend Achievers ETF in 2022 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 144 increasing their positions, 197 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 21

12% more capital invested

Capital invested by funds: $5B → $5.6B (+$602M)

7% more funds holding

Funds holding: 409437 (+28)

0.31% less ownership

Funds ownership: 68.29%67.97% (-0.31%)

7% less funds holding in top 10

Funds holding in top 10: 4643 (-3)

27% less repeat investments, than reductions

Existing positions increased: 144 | Existing positions reduced: 197

Holders
437
Holders Change
+28
Holders Change %
+6.85%
% of All Funds
7.02%
Holding in Top 10
43
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-6.52%
% of All Funds
0.69%
New
57
Increased
144
Reduced
197
Closed
21
Calls
$2.64M
Puts
Net Calls
+$2.64M
Net Calls Change
+$2.43M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$674M -$14.8M -339,094 -2%
Morgan Stanley
2
Morgan Stanley
New York
$537M -$56.8M -1,299,052 -10%
Wells Fargo
3
Wells Fargo
California
$403M -$14.8M -338,095 -4%
AWA
4
Arete Wealth Advisors
Illinois
$351M -$6.16K -141 -2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$234M -$33M -755,526 -12%
UBS Group
6
UBS Group
Switzerland
$191M +$502K +11,493 +0.3%
Bank of America
7
Bank of America
North Carolina
$178M -$27.8M -635,533 -14%
Osaic Holdings
8
Osaic Holdings
Arizona
$174M -$28.7M -655,506 -14%
Ameriprise
9
Ameriprise
Minnesota
$161M -$14.9M -340,316 -9%
ACM
10
Advance Capital Management
Michigan
$142M -$10.5M -240,933 -7%
RJA
11
Raymond James & Associates
Florida
$123M -$8.11M -185,542 -6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$123M -$15.4M -353,178 -11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$122M +$1.74M +39,889 +1%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$121M -$5.03M -115,150 -4%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$93.8M -$16.6M -380,244 -15%
KAS
16
Kestra Advisory Services
Texas
$78.1M +$9.47M +216,511 +14%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$58M -$4.38M -100,135 -7%
Stifel Financial
18
Stifel Financial
Missouri
$47.9M -$2.06M -47,101 -4%
FTS
19
Fifth Third Securities
Ohio
$43.2M +$6.97M +159,521 +19%
CAG
20
Csenge Advisory Group
Florida
$42.5M +$3.3M +75,437 +8%
MML Investors Services
21
MML Investors Services
Massachusetts
$42.2M +$1.1M +25,140 +3%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$38.8M -$485K -11,089 -1%
CAN
23
Cetera Advisor Networks
California
$33.2M -$8.78M -200,742 -21%
CA
24
Cetera Advisors
Colorado
$32.6M -$6.5M -148,770 -17%
EH
25
Equitable Holdings
New York
$31.1M -$1.26M -28,761 -4%

RDVY Hedge Fund Activity: Q4 2022 in Review

437 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2022, worth a combined $5.6B — up 12% from $5B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new RDVY positions and 21 closed out — a net gain of 36 holders — while 144 added to existing stakes and 197 trimmed.

The largest buyer was Mariner, adding an estimated $21.8M. The largest seller was Morgan Stanley, cutting an estimated $56.8M.

  • 437 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2022, up from 409 in Q3 2022.
  • Funds reported $5.6B of First Trust Rising Dividend Achievers ETF stock for Q4 2022, up 12% quarter-over-quarter.
  • 57 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2022 and 21 closed out, a net change of +36 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2022 was Mariner, an estimated $21.8M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2022 was Morgan Stanley, an estimated $56.8M sold.

Based on aggregated 13F filings for Q4 2022.