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First Trust Rising Dividend Achievers ETF

48 hedge funds and large institutions have $99.7M invested in First Trust Rising Dividend Achievers ETF in 2017 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,500% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 1

325% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 4

43% more capital invested

Capital invested by funds: $69.5M → $99.7M (+$30.2M)

37% more funds holding

Funds holding: 3548 (+13)

53.23% less ownership

Funds ownership: 100.87%47.64% (-53%)

Holders
48
Holders Change
+13
Holders Change %
+37.14%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
26
Reduced
1
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.7M +$6.66M +248,850 +56%
Wells Fargo
2
Wells Fargo
California
$16.6M +$2.01M +74,972 +14%
UBS Group
3
UBS Group
Switzerland
$8.53M +$1.29M +48,188 +18%
SI
4
SII Investments
Wisconsin
$6.97M +$519K +19,387 +8%
Stifel Financial
5
Stifel Financial
Missouri
$6.95M +$702K +26,227 +11%
Bank of America
6
Bank of America
North Carolina
$6.5M +$1.27M +47,378 +25%
LPL Financial
7
LPL Financial
California
$4.4M +$1.82M +67,893 +72%
Ameriprise
8
Ameriprise
Minnesota
$3.56M +$1.37M +51,048 +63%
RJA
9
Raymond James & Associates
Florida
$2.99M +$936K +34,960 +46%
Jane Street
10
Jane Street
New York
$2.11M +$81.1K +3,030 +4%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.99M +$633K +23,648 +47%
US Bancorp
12
US Bancorp
Minnesota
$1.94M +$1.92M +71,567 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.85M +$171K +6,399 +10%
NPC
14
National Planning Corporation
California
$1.7M +$1.67M +62,271 New
FAAS
15
First Allied Advisory Services
California
$1.64M +$417K +15,577 +35%
FHC
16
First Heartland Consultants
Missouri
$1.63M +$942K +35,178 +140%
NFG
17
Nations Financial Group
Iowa
$1.54M +$1.52M +56,889 New
Goldman Sachs
18
Goldman Sachs
New York
$1.04M +$1.03M +38,360 New
MML Investors Services
19
MML Investors Services
Massachusetts
$792K +$785K +29,302 New
BTS
20
BB&T Securities
Virginia
$750K +$743K +27,737 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$706K +$78.7K +2,939 +13%
GRP
22
Global Retirement Partners
California
$699K +$692K +25,853 New
PAG
23
Private Advisory Group
Washington
$686K +$228K +8,502 +43%
BHB
24
Bank Hapoalim BM
Israel
$670K +$663K +24,760 New
AG
25
Advisor Group
Arizona
$579K +$472K +17,631 +466%

RDVY Hedge Fund Activity: Q2 2017 in Review

48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q2 2017, worth a combined $99.7M — up 43% from $69.5M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new RDVY positions and 4 closed out — a net gain of 13 holders — while 26 added to existing stakes and 1 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.66M. The largest seller was Barometer Capital Management, exiting entirely with an estimated $1.18M sold.

  • 48 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q2 2017, up from 35 in Q1 2017.
  • Funds reported $99.7M of First Trust Rising Dividend Achievers ETF stock for Q2 2017, up 43% quarter-over-quarter.
  • 17 funds opened new First Trust Rising Dividend Achievers ETF positions in Q2 2017 and 4 closed out, a net change of +13 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q2 2017 was Morgan Stanley, an estimated $6.66M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q2 2017 was Barometer Capital Management, an estimated $1.18M sold.

Based on aggregated 13F filings for Q2 2017.