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First Trust Rising Dividend Achievers ETF

95 hedge funds and large institutions have $395M invested in First Trust Rising Dividend Achievers ETF in 2019 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

114% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 22

29% more capital invested

Capital invested by funds: $306M → $395M (+$88.7M)

12% more funds holding

Funds holding: 8595 (+10)

2.36% more ownership

Funds ownership: 51.85%54.21% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
95
Holders Change
+10
Holders Change %
+11.76%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
17
Increased
47
Reduced
22
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51.9M +$1.23M +42,042 +2%
Bank of America
2
Bank of America
North Carolina
$50.9M +$12M +410,781 +32%
LPL Financial
3
LPL Financial
California
$35.6M +$6.82M +233,053 +24%
UBS Group
4
UBS Group
Switzerland
$30.6M +$10.2M +349,473 +52%
Wells Fargo
5
Wells Fargo
California
$28.7M +$1.19M +40,479 +4%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$24.7M -$1.23M -41,916 -5%
RJA
7
Raymond James & Associates
Florida
$18.8M +$5.71M +194,904 +45%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$14.1M +$1.31M +44,597 +10%
Stifel Financial
9
Stifel Financial
Missouri
$13.5M +$439K +14,978 +3%
EIA
10
Eldridge Investment Advisors
New Hampshire
$12.1M +$263K +8,977 +2%
FAAS
11
First Allied Advisory Services
California
$11.8M -$483K -16,512 -4%
Ameriprise
12
Ameriprise
Minnesota
$9.83M +$608K +20,779 +7%
AG
13
Advisor Group
Arizona
$6.08M +$991K +33,842 +20%
GVAG
14
Great Valley Advisor Group
Delaware
$6.02M +$5.91M +201,936 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$5.59M -$333K -11,370 -6%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$5.25M +$1.04M +35,451 +25%
US Bancorp
17
US Bancorp
Minnesota
$4.74M -$251K -8,589 -5%
PAG
18
Private Advisor Group
New Jersey
$4.66M +$2.26M +77,359 +98%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$3.58M +$40.5K +1,383 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.37M +$815K +27,825 +33%
FHA
21
First Horizon Advisors
Tennessee
$3.17M +$306K +10,437 +11%
MAP
22
Milestone Advisory Partners
North Carolina
$3.07M +$376K +12,831 +14%
NFG
23
Nations Financial Group
Iowa
$2.79M -$90K -3,074 -3%
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$2.53M +$1.33M +45,541 +633%
FHC
25
First Heartland Consultants
Missouri
$2.5M +$178K +6,079 +8%

RDVY Hedge Fund Activity: Q1 2019 in Review

95 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q1 2019, worth a combined $395M — up 29% from $306M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new RDVY positions and 7 closed out — a net gain of 10 holders — while 47 added to existing stakes and 22 trimmed.

The largest buyer was Bank of America, adding an estimated $12M. The largest seller was Kovack Advisors, exiting entirely with an estimated $4.91M sold.

  • 95 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q1 2019, up from 85 in Q4 2018.
  • Funds reported $395M of First Trust Rising Dividend Achievers ETF stock for Q1 2019, up 29% quarter-over-quarter.
  • 17 funds opened new First Trust Rising Dividend Achievers ETF positions in Q1 2019 and 7 closed out, a net change of +10 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q1 2019 was Bank of America, an estimated $12M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q1 2019 was Kovack Advisors, an estimated $4.91M sold.

Based on aggregated 13F filings for Q1 2019.