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First Trust Rising Dividend Achievers ETF

19 hedge funds and large institutions have $6.52M invested in First Trust Rising Dividend Achievers ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

0% more funds holding

Funds holding: 1919 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

7% less capital invested

Capital invested by funds: $7.01M → $6.52M (-$490K)

Holders
19
Holders Change
Holders Change %
0%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.37M +$166K +7,677 +14%
Bank of America
2
Bank of America
North Carolina
$1.28M +$50.3K +2,327 +4%
LPL Financial
3
LPL Financial
California
$791K -$25.4K -1,174 -3%
VKH
4
Virtu KCG Holdings
New York
$478K +$227K +10,483 +95%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$472K +$52.8K +2,440 +13%
Wells Fargo
6
Wells Fargo
California
$424K +$165K +7,621 +66%
WI
7
Wintrust Investments
Illinois
$294K +$287K +13,283 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$275K -$152K -7,020 -36%
KIA
9
KCM Investment Advisors
California
$252K -$38.2K -1,767 -13%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$235K +$230K +10,622 New
SI
11
SII Investments
Wisconsin
$226K +$222K +10,251 New
AG
12
Advisor Group
Arizona
$193K +$161K +7,448 +605%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$85K
DADC
14
D.A. Davidson & Co
Montana
$77K +$75.5K +3,490 New
IA
15
IFP Advisors
Florida
$33K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$28K +$65 +3 +0.2%
WA
17
WFG Advisors
Texas
$15K -$8.65K -400 -36%
MFS
18
MSI Financial Services
Massachusetts
$2K
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$1.68M -83,741 Closed
CAN
20
Cetera Advisor Networks
California
-$437K -21,600 Closed
Citadel Advisors
21
Citadel Advisors
Florida
-$229K -11,406 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$4K -187 Closed

RDVY Hedge Fund Activity: Q3 2016 in Review

19 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q3 2016, worth a combined $6.52M — down 7% from $7.01M a quarter earlier.

Fund positioning in RDVY was balanced in Q3 2016: 4 funds opened new positions, 4 closed out, 7 added to existing stakes and 4 trimmed.

The largest buyer was Wintrust Investments, opening a new position worth an estimated $287K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.68M sold.

  • 19 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $6.52M of First Trust Rising Dividend Achievers ETF stock for Q3 2016, down 7% quarter-over-quarter.
  • 4 funds opened new First Trust Rising Dividend Achievers ETF positions in Q3 2016 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q3 2016 was Wintrust Investments, an estimated $287K added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q3 2016 was Susquehanna International Group, an estimated $1.68M sold.

Based on aggregated 13F filings for Q3 2016.