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First Trust Rising Dividend Achievers ETF

379 hedge funds and large institutions have $5.49B invested in First Trust Rising Dividend Achievers ETF in 2021 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 210 increasing their positions, 34 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

777% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 13

518% more repeat investments, than reductions

Existing positions increased: 210 | Existing positions reduced: 34

90% more funds holding in top 10

Funds holding in top 10: 2140 (+19)

45% more capital invested

Capital invested by funds: $3.78B → $5.49B (+$1.71B)

34% more funds holding

Funds holding: 282379 (+97)

1.12% more ownership

Funds ownership: 68.47%69.6% (+1.1%)

Holders
379
Holders Change
+97
Holders Change %
+34.4%
% of All Funds
5.83%
Holding in Top 10
40
Holding in Top 10 Change
+19
Holding in Top 10 Change %
+90.48%
% of All Funds
0.62%
New
114
Increased
210
Reduced
34
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$646M +$78.1M +1,547,877 +14%
LPL Financial
2
LPL Financial
California
$616M +$180M +3,572,648 +43%
Wells Fargo
3
Wells Fargo
California
$447M +$131M +2,591,659 +43%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$292M +$64.4M +1,276,286 +29%
Bank of America
5
Bank of America
North Carolina
$267M +$47.8M +947,357 +22%
Ameriprise
6
Ameriprise
Minnesota
$207M +$17.1M +339,671 +9%
UBS Group
7
UBS Group
Switzerland
$203M +$18.5M +366,633 +10%
Osaic Holdings
8
Osaic Holdings
Arizona
$190M +$47.5M +942,059 +35%
RJA
9
Raymond James & Associates
Florida
$135M +$35.6M +705,547 +37%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$124M +$44.8M +887,394 +59%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$124M +$21M +416,777 +21%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$116M +$19.1M +378,410 +20%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$106M +$29.7M +589,343 +40%
KAS
14
Kestra Advisory Services
Texas
$71.5M +$18.1M +358,962 +35%
Stifel Financial
15
Stifel Financial
Missouri
$67.8M +$26.6M +526,376 +67%
PAG
16
Private Advisor Group
New Jersey
$62.2M +$17.1M +338,576 +39%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$57.1M +$15.6M +309,583 +39%
IFG
18
Independent Financial Group
California
$42M +$2.48M +49,209 +6%
MML Investors Services
19
MML Investors Services
Massachusetts
$39.6M +$12.2M +242,220 +46%
JMPWA
20
JP Morgan Private Wealth Advisors
California
$38.9M +$7.17M +142,145 +23%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$38.5M +$5.63M +111,581 +18%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$37M +$6.27M +124,291 +21%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$35.3M -$1.73M -34,251 -5%
CAN
24
Cetera Advisor Networks
California
$34M +$1.06M +21,070 +3%
CA
25
Cetera Advisors
Colorado
$33.4M +$5.38M +106,564 +20%

RDVY Hedge Fund Activity: Q4 2021 in Review

379 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2021, worth a combined $5.49B — up 45% from $3.78B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new RDVY positions and 13 closed out — a net gain of 101 holders — while 210 added to existing stakes and 34 trimmed.

The largest buyer was LPL Financial, adding an estimated $180M. The largest seller was Legacy Capital Wealth Partners, cutting an estimated $151M.

  • 379 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2021, up from 282 in Q3 2021.
  • Funds reported $5.49B of First Trust Rising Dividend Achievers ETF stock for Q4 2021, up 45% quarter-over-quarter.
  • 114 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2021 and 13 closed out, a net change of +101 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2021 was LPL Financial, an estimated $180M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2021 was Legacy Capital Wealth Partners, an estimated $151M sold.

Based on aggregated 13F filings for Q4 2021.