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First Trust Rising Dividend Achievers ETF

18 hedge funds and large institutions have $9.77M invested in First Trust Rising Dividend Achievers ETF in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% less funds holding

Funds holding: 2218 (-4)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

49% less capital invested

Capital invested by funds: $19.1M → $9.77M (-$9.34M)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
18
Holders Change
-4
Holders Change %
-18.18%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.81M -$1.65M -83,858 -31%
Morgan Stanley
2
Morgan Stanley
New York
$1.67M -$1.86M -94,254 -54%
LPL Financial
3
LPL Financial
California
$1.48M -$191K -9,698 -12%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$515K +$141K +7,161 +41%
Citadel Advisors
5
Citadel Advisors
Florida
$467K +$442K +22,437 New
Jane Street
6
Jane Street
New York
$451K +$427K +21,673 New
CAN
7
Cetera Advisor Networks
California
$411K -$94.5K -4,800 -19%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$360K +$123K +6,265 +57%
KIA
9
KCM Investment Advisors
California
$273K +$6.46K +328 +3%
IA
10
IFP Advisors
Florida
$115K -$12.5K -635 -14%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$80K -$17.6K -892 -19%
MFS
12
MSI Financial Services
Massachusetts
$56K +$2.05K +104 +4%
AIG
13
American International Group
New York
$25K -$50.9K -2,585 -68%
WA
14
WFG Advisors
Texas
$23K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$19K -$3.05K -155 -14%
TRCT
16
Tower Research Capital (TRC)
New York
$14K +$11.2K +570 +479%
Wells Fargo
17
Wells Fargo
California
$5K -$1.25M -63,504 -100%
RJFSA
18
Raymond James Financial Services Advisors
Florida
-$4.16M -200,740 Closed
Stifel Financial
19
Stifel Financial
Missouri
-$403K -19,451 Closed
RJA
20
Raymond James & Associates
Florida
-$353K -17,033 Closed
OC
21
Oppenheimer & Co
New York
-$226K -10,920 Closed
AFS
22
Aft Forsyth & Sober
Florida
-$70K -3,400 Closed
AFP
23
Ausdal Financial Partners
Iowa
-$23K -1,100 Closed

RDVY Hedge Fund Activity: Q1 2016 in Review

18 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q1 2016, worth a combined $9.77M — down 49% from $19.1M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RDVY and 2 opened new positions — a net loss of 4 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $442K. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $4.16M sold.

  • 18 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q1 2016, down from 22 in Q4 2015.
  • Funds reported $9.77M of First Trust Rising Dividend Achievers ETF stock for Q1 2016, down 49% quarter-over-quarter.
  • 2 funds opened new First Trust Rising Dividend Achievers ETF positions in Q1 2016 and 6 closed out, a net change of -4 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q1 2016 was Citadel Advisors, an estimated $442K added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q1 2016 was Raymond James Financial Services Advisors, an estimated $4.16M sold.

Based on aggregated 13F filings for Q1 2016.