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First Trust Rising Dividend Achievers ETF

120 hedge funds and large institutions have $568M invested in First Trust Rising Dividend Achievers ETF in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 58 increasing their positions, 25 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

132% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 25

1.56% more ownership

Funds ownership: 56.13%57.69% (+1.6%)

10% less funds holding

Funds holding: 133120 (-13)

10% less capital invested

Capital invested by funds: $633M → $568M (-$65.4M)

28% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 40

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
120
Holders Change
-13
Holders Change %
-9.77%
% of All Funds
2.64%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
29
Increased
58
Reduced
25
Closed
40
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.1M +$39.1M +1,205,151 +54%
Bank of America
2
Bank of America
North Carolina
$69M +$12.6M +388,194 +17%
Wells Fargo
3
Wells Fargo
California
$59.3M +$36M +1,107,995 +92%
LPL Financial
4
LPL Financial
California
$50.2M +$6.35M +195,660 +11%
UBS Group
5
UBS Group
Switzerland
$40.1M +$19.3M +594,368 +61%
RJA
6
Raymond James & Associates
Florida
$19.6M +$5.11M +157,475 +26%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$18.6M +$9.58M +295,064 +68%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$15.7M +$735K +22,644 +4%
Osaic Holdings
9
Osaic Holdings
Arizona
$15M +$19M +585,066 New
FAAS
10
First Allied Advisory Services
California
$12M +$2.91M +89,791 +24%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$11.5M +$8.14M +250,678 +127%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$10.6M +$3.97M +122,371 +42%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$10.6M +$6.16M +189,712 +85%
RW
14
RVW Wealth
California
$10.5M +$12.9M +398,213 +4,027%
EIA
15
Eldridge Investment Advisors
New Hampshire
$10.1M +$196K +6,049 +2%
Ameriprise
16
Ameriprise
Minnesota
$9.29M -$3.41M -105,176 -25%
Truist Financial
17
Truist Financial
North Carolina
$8.62M +$5.07M +156,108 +87%
Stifel Financial
18
Stifel Financial
Missouri
$8.11M -$2.08M -64,218 -17%
PAG
19
Private Advisor Group
New Jersey
$7.56M +$2.52M +77,747 +36%
KA
20
Kovack Advisors
Florida
$7.06M +$2.58M +79,457 +41%
SPIA
21
Steward Partners Investment Advisory
New York
$6.13M +$6.94M +213,746 +845%
CA
22
Cetera Advisors
Colorado
$5.84M +$431K +13,292 +6%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$4.83M +$1.78M +54,874 +41%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$4.46M +$4.19M +128,932 +285%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$4.03M -$1.66M -51,012 -25%

RDVY Hedge Fund Activity: Q1 2020 in Review

120 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q1 2020, worth a combined $568M — down 10% from $633M a quarter earlier.

Sellers outnumbered buyers: 40 funds closed out of RDVY and 29 opened new positions — a net loss of 11 holders — while 25 trimmed existing stakes and 58 added.

The largest buyer was Morgan Stanley, adding an estimated $39.1M. The largest seller was Blue Sky Asset Management, exiting entirely with an estimated $15.6M sold.

  • 120 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q1 2020, down from 133 in Q4 2019.
  • Funds reported $568M of First Trust Rising Dividend Achievers ETF stock for Q1 2020, down 10% quarter-over-quarter.
  • 29 funds opened new First Trust Rising Dividend Achievers ETF positions in Q1 2020 and 40 closed out, a net change of -11 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q1 2020 was Morgan Stanley, an estimated $39.1M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q1 2020 was Blue Sky Asset Management, an estimated $15.6M sold.

Based on aggregated 13F filings for Q1 2020.