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First Trust Rising Dividend Achievers ETF

22 hedge funds and large institutions have $19.1M invested in First Trust Rising Dividend Achievers ETF in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $15.1M → $19.1M (+$4.04M)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.53M -$688K -32,225 -11%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$4.16M +$4.29M +200,740 New
Morgan Stanley
3
Morgan Stanley
New York
$3.62M +$715K +33,493 +24%
LPL Financial
4
LPL Financial
California
$1.67M +$908K +42,541 +109%
Wells Fargo
5
Wells Fargo
California
$1.32M +$1.36M +63,729 New
CAN
6
Cetera Advisor Networks
California
$509K +$527K +24,700 New
Stifel Financial
7
Stifel Financial
Missouri
$403K -$52.6K -2,464 -11%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$364K -$31.6K -1,480 -8%
RJA
9
Raymond James & Associates
Florida
$353K +$67K +3,137 +23%
KIA
10
KCM Investment Advisors
California
$265K
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$228K -$459K -21,493 -66%
OC
12
Oppenheimer & Co
New York
$226K +$470 +22 +0.2%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$98K
IA
14
IFP Advisors
Florida
$93K +$95.4K +4,470 New
AIG
15
American International Group
New York
$79K +$15.8K +742 +24%
AFS
16
Aft Forsyth & Sober
Florida
$70K
MFS
17
MSI Financial Services
Massachusetts
$54K -$6.41K -300 -10%
WA
18
WFG Advisors
Texas
$23K +$12.8K +600 +120%
AFP
19
Ausdal Financial Partners
Iowa
$23K +$23.5K +1,100 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$22K -$15.5K -724 -40%
TRCT
21
Tower Research Capital (TRC)
New York
$2K +$491 +23 +24%
SI
22
SII Investments
Wisconsin
-$1.69M -83,000 Closed
Citadel Advisors
23
Citadel Advisors
Florida
-$392K -19,315 Closed
VKH
24
Virtu KCG Holdings
New York
-$310K -15,217 Closed
Koshinski Asset Management
25
Koshinski Asset Management
Illinois
-$207K -9,411 Closed

RDVY Hedge Fund Activity: Q4 2015 in Review

22 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2015, worth a combined $19.1M — up 27% from $15.1M a quarter earlier.

Fund positioning in RDVY was balanced in Q4 2015: 5 funds opened new positions, 5 closed out, 7 added to existing stakes and 6 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $4.29M. The largest seller was SII Investments, exiting entirely with an estimated $1.69M sold.

  • 22 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $19.1M of First Trust Rising Dividend Achievers ETF stock for Q4 2015, up 27% quarter-over-quarter.
  • 5 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2015 and 5 closed out, a net change of 0 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2015 was Raymond James Financial Services Advisors, an estimated $4.29M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2015 was SII Investments, an estimated $1.69M sold.

Based on aggregated 13F filings for Q4 2015.