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First Trust Rising Dividend Achievers ETF

59 hedge funds and large institutions have $193M invested in First Trust Rising Dividend Achievers ETF in 2017 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 29 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

263% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 8

39% more capital invested

Capital invested by funds: $139M → $193M (+$54M)

31% more funds holding

Funds holding: 4559 (+14)

13.28% more ownership

Funds ownership: 51.24%64.52% (+13%)

Holders
59
Holders Change
+14
Holders Change %
+31.11%
% of All Funds
1.34%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.07%
New
18
Increased
29
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35M +$4.32M +149,929 +15%
UBS Group
2
UBS Group
Switzerland
$23.8M +$13.9M +482,173 +153%
Wells Fargo
3
Wells Fargo
California
$17.4M -$1.68M -58,419 -9%
Bank of America
4
Bank of America
North Carolina
$13.3M +$3.71M +128,578 +41%
ACM
5
Aviance Capital Management
Florida
$12.8M -$1.19M -41,197 -9%
EIA
6
Eldridge Investment Advisors
New Hampshire
$10.2M +$9.79M +339,384 New
LPL Financial
7
LPL Financial
California
$9M +$1.83M +63,308 +27%
Ameriprise
8
Ameriprise
Minnesota
$8.32M +$91.8K +3,185 +1%
Stifel Financial
9
Stifel Financial
Missouri
$8.04M +$188K +6,510 +2%
RJA
10
Raymond James & Associates
Florida
$6.39M +$1.88M +65,064 +44%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$5.73M +$4.44M +154,000 +409%
MAP
12
Milestone Advisory Partners
North Carolina
$4.64M +$4.48M +155,436 New
SI
13
SII Investments
Wisconsin
$3.35M -$4.51M -156,330 -58%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.27M +$584K +20,253 +23%
US Bancorp
15
US Bancorp
Minnesota
$2.82M +$365K +12,648 +15%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.76M +$408K +14,163 +18%
AG
17
Advisor Group
Arizona
$2.46M +$218K +7,548 +10%
FHC
18
First Heartland Consultants
Missouri
$2.35M +$196K +6,808 +9%
Jane Street
19
Jane Street
New York
$2.15M -$238K -8,254 -10%
FAAS
20
First Allied Advisory Services
California
$2.1M +$166K +5,742 +9%
NFG
21
Nations Financial Group
Iowa
$1.94M +$84.3K +2,922 +5%
BRF
22
B. Riley Financial
California
$1.77M +$1.71M +59,346 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.4M +$528K +18,321 +65%
FAIM
24
Financial Advocates Investment Management
Washington
$1.29M +$1.24M +43,103 New
MML Investors Services
25
MML Investors Services
Massachusetts
$946K -$519 -18 -0.1%

RDVY Hedge Fund Activity: Q4 2017 in Review

59 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2017, worth a combined $193M — up 39% from $139M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new RDVY positions and 4 closed out — a net gain of 14 holders — while 29 added to existing stakes and 8 trimmed.

The largest buyer was UBS Group, adding an estimated $13.9M. The largest seller was SII Investments, cutting an estimated $4.51M.

  • 59 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2017, up from 45 in Q3 2017.
  • Funds reported $193M of First Trust Rising Dividend Achievers ETF stock for Q4 2017, up 39% quarter-over-quarter.
  • 18 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2017 and 4 closed out, a net change of +14 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2017 was UBS Group, an estimated $13.9M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2017 was SII Investments, an estimated $4.51M sold.

Based on aggregated 13F filings for Q4 2017.