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First Trust Rising Dividend Achievers ETF

22 hedge funds and large institutions have $15.1M invested in First Trust Rising Dividend Achievers ETF in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

106% more capital invested

Capital invested by funds: $7.32M → $15.1M (+$7.76M)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.09M +$5.72M +264,438 +768%
Morgan Stanley
2
Morgan Stanley
New York
$2.88M +$907K +41,941 +42%
SI
3
SII Investments
Wisconsin
$1.69M +$1.8M +83,000 New
LPL Financial
4
LPL Financial
California
$817K +$276K +12,739 +49%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$660K +$107K +4,950 +18%
Stifel Financial
6
Stifel Financial
Missouri
$446K -$211K -9,773 -31%
Citadel Advisors
7
Citadel Advisors
Florida
$392K +$418K +19,315 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$388K +$87.5K +4,047 +27%
VKH
9
Virtu KCG Holdings
New York
$310K -$285K -13,167 -46%
RJA
10
Raymond James & Associates
Florida
$283K
KIA
11
KCM Investment Advisors
California
$261K +$30.8K +1,422 +12%
OC
12
Oppenheimer & Co
New York
$222K +$12.9K +598 +6%
Koshinski Asset Management
13
Koshinski Asset Management
Illinois
$207K
CMO
14
Covenant Multifamily Offices
Texas
$103K +$109K +5,062 New
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$96K +$19.3K +892 +23%
AFS
16
Aft Forsyth & Sober
Florida
$69K
AIG
17
American International Group
New York
$63K +$3.42K +158 +5%
MFS
18
MSI Financial Services
Massachusetts
$59K -$16.5K -764 -21%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$36K -$14.1K -650 -27%
WA
20
WFG Advisors
Texas
$10K
TRCT
21
Tower Research Capital (TRC)
New York
$2K +$1.86K +86 +860%
TFA
22
Transamerica Financial Advisors
Florida
-$155K -7,028 Closed
US Bancorp
23
US Bancorp
Minnesota
-$24K -1,102 Closed
UBS Group
24
UBS Group
Switzerland
-$6K -285 Closed

RDVY Hedge Fund Activity: Q3 2015 in Review

22 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q3 2015, worth a combined $15.1M — up 106% from $7.32M a quarter earlier.

Fund positioning in RDVY was balanced in Q3 2015: 3 funds opened new positions, 3 closed out, 10 added to existing stakes and 4 trimmed.

The largest buyer was Bank of America, adding an estimated $5.72M. The largest seller was Virtu KCG Holdings, cutting an estimated $285K.

  • 22 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $15.1M of First Trust Rising Dividend Achievers ETF stock for Q3 2015, up 106% quarter-over-quarter.
  • 3 funds opened new First Trust Rising Dividend Achievers ETF positions in Q3 2015 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q3 2015 was Bank of America, an estimated $5.72M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q3 2015 was Virtu KCG Holdings, an estimated $285K sold.

Based on aggregated 13F filings for Q3 2015.