B. Riley Financial’s First Trust Rising Dividend Achievers ETF RDVY Stock Holding History

B. Riley Financial’s Portfolio RDVY Stock Details RDVY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-70,251	Closed	-$2.15M	–	283
2018 Q2	$2.15M	Buy	70,251 +6,280	+10%	+$190K	0.56%	43
2018 Q1	$1.9M	Buy	63,971 +4,625	+8%	+$142K	0.53%	45
2017 Q4	$1.77M	Buy	+59,346	New	+$1.71M	0.46%	48

Other funds holding RDVY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

EIA

Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

B. Riley Financial's RDVY Position: Q3 2018 in Review

B. Riley Financial sold out of First Trust Rising Dividend Achievers ETF (RDVY) in Q3 2018, closing a stake of 70,251 shares — an estimated $2.15M sold.

B. Riley Financial first reported a position in RDVY in Q4 2017 and held it in 3 quarters. The position peaked at $2.15M in Q2 2018. 80 funds tracked by Wall St. Rank hold RDVY as of Q3 2018.

B. Riley Financial reported no remaining First Trust Rising Dividend Achievers ETF position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 70,251 First Trust Rising Dividend Achievers ETF shares in Q3 2018, an estimated $2.15M.
B. Riley Financial first reported a position in First Trust Rising Dividend Achievers ETF in Q4 2017 and held it in 3 quarters.
B. Riley Financial's First Trust Rising Dividend Achievers ETF position peaked at $2.15M in Q2 2018.
80 funds tracked by Wall St. Rank held First Trust Rising Dividend Achievers ETF as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.