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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CTC
201
Central Trust Company
Missouri
$20K
TSW
202
Thompson Siegel & Walmsley
Virginia
$19K
SFFS
203
Stonehage Fleming Financial Services
Jersey
$17K
MIFH
204
Migdal Insurance & Financial Holdings
Israel
$16K
OPS
205
Orion Portfolio Solutions
Nebraska
$15K -$710K -7,211 -98%
HPC
206
HM Payson & Co
Maine
$15K +$13.8K +140 New
BWA
207
BDO Wealth Advisors
Florida
$13K -$1.87K -19 -14%
CA
208
Centerpoint Advisors
Massachusetts
$13K
AIC
209
Archer Investment Corporation
Indiana
$10.4K
LFG
210
Larson Financial Group
Missouri
$6K
GI
211
Gradient Investments
Minnesota
$4K -$31.7K -322 -90%
GFPC
212
Global Financial Private Client
Florida
$3.14K
TIM
213
Total Investment Management
Arizona
-$22.9M -270,985 Closed
WP
214
WealthSource Partners
California
-$1.38M -16,294 Closed
SAM
215
Stringer Asset Management
Tennessee
-$1.25M -14,796 Closed
PCM
216
Palisade Capital Management
New Jersey
-$740K -8,750 Closed
SF
217
Synovus Financial
Georgia
-$719K -8,487 Closed
BFG
218
Barber Financial Group
Kansas
-$466K -5,515 Closed
BRWM
219
B. Riley Wealth Management
Tennessee
-$416K -4,920 Closed
TI
220
Trexquant Investment
Connecticut
-$383K -4,533 Closed
KeyBank National Association
221
KeyBank National Association
Ohio
-$380K -4,500 Closed
BCM
222
Brookstone Capital Management
Illinois
-$303K -3,581 Closed
TSS
223
Two Sigma Securities
New York
-$228K -2,701 Closed
Brown Advisory
224
Brown Advisory
Maryland
-$224K -2,643 Closed
QAM
225
QCI Asset Management
New York
-$74K -870 Closed