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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CTC
201
Central Trust Company
Missouri
$20K – – –
TSW
202
Thompson Siegel & Walmsley
Virginia
$19K – – –
SFFS
203
Stonehage Fleming Financial Services
Jersey
$17K – – –
MIFH
204
Migdal Insurance & Financial Holdings
Israel
$16K – – –
OPS
205
Orion Portfolio Solutions
Nebraska
$15K -$710K -7,211 -98%
HPC
206
HM Payson & Co
Maine
$15K +$13.8K +140 New
BWA
207
BDO Wealth Advisors
Florida
$13K -$1.87K -19 -14%
CA
208
Centerpoint Advisors
Massachusetts
$13K – – –
AIC
209
Archer Investment Corporation
Indiana
$10.4K – – –
LFG
210
Larson Financial Group
Missouri
$6K – – –
GI
211
Gradient Investments
Minnesota
$4K -$31.7K -322 -90%
GFPC
212
Global Financial Private Client
Florida
$3.14K – – –
TIM
213
Total Investment Management
Arizona
– -$22.9M -270,985 Closed
WP
214
WealthSource Partners
California
– -$1.38M -16,294 Closed
SAM
215
Stringer Asset Management
Tennessee
– -$1.25M -14,796 Closed
PCM
216
Palisade Capital Management
New Jersey
– -$740K -8,750 Closed
SF
217
Synovus Financial
Georgia
– -$719K -8,487 Closed
BFG
218
Barber Financial Group
Kansas
– -$466K -5,515 Closed
BRWM
219
B. Riley Wealth Management
Tennessee
– -$416K -4,920 Closed
TI
220
Trexquant Investment
Connecticut
– -$383K -4,533 Closed
KeyBank National Association
221
KeyBank National Association
Ohio
– -$380K -4,500 Closed
BCM
222
Brookstone Capital Management
Illinois
– -$303K -3,581 Closed
TSS
223
Two Sigma Securities
New York
– -$228K -2,701 Closed
Brown Advisory
224
Brown Advisory
Maryland
– -$224K -2,643 Closed
QAM
225
QCI Asset Management
New York
– -$74K -870 Closed