B. Riley Wealth Management’s First Trust NASDAQ-100 Technology Index Fund QTEC Stock Holding History

B. Riley Wealth Management’s Portfolio QTEC Stock Details QTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-4,920	Closed	-$416K	–	531
2020 Q1	$416K	Buy	4,920 +1,559	+46%	+$151K	0.04%	293
2019 Q4	$336K	Buy	+3,361	New	+$313K	0.05%	271
2014 Q2	–	Sell	-1,540	Closed	-$58K	–	1157
2014 Q1	$58K	Buy	+1,540	New	+$56.2K	0.04%	420

Other funds holding QTEC

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's QTEC Position: Q2 2020 in Review

B. Riley Wealth Management sold out of First Trust NASDAQ-100 Technology Index Fund (QTEC) in Q2 2020, closing a stake of 4,920 shares — an estimated $416K sold.

B. Riley Wealth Management first reported a position in QTEC in Q1 2014 and held it in 3 quarters. The position peaked at $416K in Q1 2020. 214 funds tracked by Wall St. Rank hold QTEC as of Q2 2020.

B. Riley Wealth Management reported no remaining First Trust NASDAQ-100 Technology Index Fund position as of Q2 2020 after selling out during the quarter.
B. Riley Wealth Management sold 4,920 First Trust NASDAQ-100 Technology Index Fund shares in Q2 2020, an estimated $416K.
B. Riley Wealth Management first reported a position in First Trust NASDAQ-100 Technology Index Fund in Q1 2014 and held it in 3 quarters.
B. Riley Wealth Management's First Trust NASDAQ-100 Technology Index Fund position peaked at $416K in Q1 2020.
214 funds tracked by Wall St. Rank held First Trust NASDAQ-100 Technology Index Fund as of Q2 2020.

Based on B. Riley Wealth Management's 13F filing for Q2 2020, filed 17 Aug 2020.