B. Riley Wealth Management’s First Trust NASDAQ-100 Technology Index Fund QTEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-4,920	Closed	-$416K	–	531
2020 Q1	$416K	Buy	4,920 +1,559	+46%	+$132K	0.04%	293
2019 Q4	$336K	Buy	+3,361	New	+$336K	0.05%	271
2014 Q2	–	Sell	-1,540	Closed	-$58K	–	1156
2014 Q1	$58K	Buy	+1,540	New	+$58K	0.04%	420