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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$493K +$510K +9,375 New
SFM
27
Signet Financial Management
New Jersey
$476K -$21.5K -395 -4%
ST
28
Spinnaker Trust
Maine
$461K
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$456K -$92.7K -1,704 -16%
BIP
30
Blueprint Investment Partners
North Carolina
$447K +$462K +8,494 New
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$436K +$451K +8,287 New
CCM
32
Cutler Capital Management
Massachusetts
$348K -$14.6K -269 -4%
PFS
33
Prospera Financial Services
Texas
$308K +$38.7K +711 +14%
CAN
34
Cetera Advisor Networks
California
$276K +$285K +5,244 New
9WM
35
9258 Wealth Management
Ohio
$256K -$33.6K -617 -11%
PPWM
36
Paragon Private Wealth Management
Kentucky
$226K +$6.75K +124 +3%
PIA
37
Perennial Investment Advisors
California
$209K -$544 -10 -0.3%
PTC
38
Private Trust Company
Ohio
$192K +$199K +3,652 New
FCA
39
FinTrust Capital Advisors
South Carolina
$106K
IGWM
40
ICA Group Wealth Management
Colorado
$92.6K +$95.8K +1,761 New
ASN
41
Advisory Services Network
Georgia
$91.7K +$94.9K +1,743 New
US Bancorp
42
US Bancorp
Minnesota
$77.7K +$80.4K +1,477 New
AA
43
AlphaMark Advisors
Kentucky
$76K +$54.4K +1,000 +225%
HI
44
Harbour Investments
Wisconsin
$64.1K -$766K -14,079 -92%
IA
45
IFP Advisors
Florida
$51K -$1.52K -28 -3%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$49K
LSA
47
Lansing Street Advisors
Pennsylvania
$46.2K +$47.8K +878 New
MCC
48
Money Concepts Capital
Florida
$45.6K +$47.2K +868 New
CFGS
49
Concourse Financial Group Securities
Alabama
$38K +$39.3K +723 New
IBOK
50
Independence Bank of Kentucky
Kentucky
$37K