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First Trust NASDAQ ABA Community Bank Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HR
26
Hayden Royal
North Carolina
$288K +$290K +5,820 New
AIC
27
Ameritas Investment Company
Nebraska
$282K +$104K +2,089 +63%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$268K -$32.4K -650 -11%
CAN
29
Cetera Advisor Networks
California
$264K
IAA
30
Independent Advisor Alliance
North Carolina
$254K +$245K +4,909 New
CAAS
31
Capital Asset Advisory Services
Michigan
$253K -$14.8K -297 -6%
HighTower Advisors
32
HighTower Advisors
Illinois
$250K +$240K +4,823 New
AWA
33
Arkadios Wealth Advisors
Georgia
$231K +$229K +4,599 New
JCM
34
Jacobi Capital Management
Pennsylvania
$227K -$4.04K -81 -2%
GWM
35
Greenwich Wealth Management
Connecticut
$206K +$199K +3,982 New
CFGS
36
Concourse Financial Group Securities
Alabama
$161K +$133K +2,670 +612%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$155K -$267K -5,355 -64%
QCG
38
Quadrant Capital Group
Ohio
$125K +$121K +2,427 New
SPIA
39
Steward Partners Investment Advisory
New York
$124K +$23.9K +479 +25%
AA
40
AlphaMark Advisors
Kentucky
$74K -$11.5K -230 -14%
GWM
41
Geneos Wealth Management
Colorado
$65K
WEC
42
Winslow Evans & Crocker
Massachusetts
$64K
EP
43
Eudaimonia Partners
Tennessee
$44K +$42.2K +847 New
ASN
44
Advisory Services Network
Georgia
$38K
IBOK
45
Independence Bank of Kentucky
Kentucky
$36K
OIA
46
Optimum Investment Advisors
Illinois
$31K
PAI
47
Pittenger & Anderson Inc
Nebraska
$26K
GRP
48
Global Retirement Partners
California
$25K +$100 +2 +0.4%
BCI
49
Brinker Capital Investments
Pennsylvania
$17K
IA
50
IFP Advisors
Florida
$16K -$15K -301 -49%