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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TYCC
26
Texas Yale Capital Corp
Florida
$524K
SPC
27
Sigma Planning Corp
Michigan
$522K +$41.7K +2,562 +8%
Wells Fargo
28
Wells Fargo
California
$464K +$20.6K +1,265 +4%
OC
29
Oarsman Capital
Wisconsin
$460K +$25.2K +1,550 +6%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$422K +$109K +6,691 +33%
HK
31
Horizon Kinetics
New York
$387K -$120K -7,400 -23%
GAM
32
Gould Asset Management
California
$366K
HB
33
Homrich & Berg
Georgia
$337K
RJA
34
Raymond James & Associates
Florida
$308K +$36.8K +2,262 +13%
NL
35
NWAM LLC
Washington
$300K +$1.63K +100 +0.5%
FAAS
36
First Allied Advisory Services
California
$294K -$32K -1,970 -10%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$285K
KeyBank National Association
38
KeyBank National Association
Ohio
$284K
LCM
39
Lucas Capital Management
New Jersey
$279K
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$273K -$17.4K -1,071 -6%
RFA
41
Reilly Financial Advisors
California
$268K +$13.3K +821 +5%
Deutsche Bank
42
Deutsche Bank
Germany
$256K +$64.5K +3,970 +32%
SB
43
Suntrust Banks
Georgia
$249K
FWM
44
Focused Wealth Management
New York
$225K -$15K -922 -6%
EFS
45
Essex Financial Services
Connecticut
$221K +$2.71K +167 +1%
EHC
46
Everett Harris & Co
California
$215K
MMG
47
Monetary Management Group
Missouri
$207K
Stifel Financial
48
Stifel Financial
Missouri
$206K
SIC
49
Salem Investment Counselors
North Carolina
$189K
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$186K +$163K +10,000 +552%