Essex Financial Services’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Essex Financial Services’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-10,300	Closed	-$140K	–	317
2016 Q1	$140K	Buy	+10,300	New	+$134K	0.03%	301
2015 Q2	–	Sell	-13,999	Closed	-$221K	–	340
2015 Q1	$221K	Buy	13,999 +167	+1%	+$2.71K	0.06%	290
2014 Q4	$220K	Buy	+13,832	New	+$246K	0.06%	288

Other funds holding PTY

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Essex Financial Services's PTY Position: Q2 2016 in Review

Essex Financial Services sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q2 2016, closing a stake of 10,300 shares — an estimated $140K sold.

Essex Financial Services first reported a position in PTY in Q4 2014 and held it in 3 quarters. The position peaked at $221K in Q1 2015. 78 funds tracked by Wall St. Rank hold PTY as of Q2 2016.

Essex Financial Services reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q2 2016 after selling out during the quarter.
Essex Financial Services sold 10,300 PIMCO Corporate & Income Opportunity Fund shares in Q2 2016, an estimated $140K.
Essex Financial Services first reported a position in PIMCO Corporate & Income Opportunity Fund in Q4 2014 and held it in 3 quarters.
Essex Financial Services's PIMCO Corporate & Income Opportunity Fund position peaked at $221K in Q1 2015.
78 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q2 2016.

Based on Essex Financial Services's 13F filing for Q2 2016, filed 28 Jul 2016.