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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
FIM
101
Freedom Investment Management
Connecticut
$498K -$21 -2 -0%
Bank of New York Mellon
102
Bank of New York Mellon
New York
$472K +$25.7K +2,434 +5%
MNBTD
103
Moody National Bank Trust Division
Texas
$471K
VKH
104
Virtu KCG Holdings
New York
$466K -$148K -14,007 -23%
OIA
105
Optimum Investment Advisors
Illinois
$457K -$48.5K -4,595 -9%
BRWM
106
B. Riley Wealth Management
Tennessee
$454K -$68.1K -6,458 -12%
Barclays
107
Barclays
United Kingdom
$428K -$1.11M -105,591 -69%
Nisa Investment Advisors
108
Nisa Investment Advisors
Missouri
$423K
Janney Montgomery Scott
109
Janney Montgomery Scott
Pennsylvania
$422K +$23.4K +2,217 +5%
MFS
110
MSI Financial Services
Massachusetts
$394K +$51.1K +4,844 +14%
IC
111
InterOcean Capital
Illinois
$393K
CIA
112
Capital Investment Advisors
Georgia
$380K -$10.8K -1,025 -3%
DADC
113
D.A. Davidson & Co
Montana
$370K -$14.8K -1,407 -4%
SEC
114
Seven Eight Capital
New York
$368K -$422K -40,050 -52%
RCM
115
Rivernorth Capital Management
Florida
$368K +$392K +37,200 New
JP Morgan Chase
116
JP Morgan Chase
New York
$367K +$211K +19,989 +117%
HNB
117
Huntington National Bank
Ohio
$355K -$43.2K -4,100 -10%
SSG
118
Summit Securities Group
New York
$353K +$377K +35,700 New
BCM
119
Basso Capital Management
Connecticut
$352K
FAAS
120
First Allied Advisory Services
California
$333K -$711K -67,451 -67%
TC
121
TFS Capital
Pennsylvania
$324K -$29K -2,751 -8%
Northern Trust
122
Northern Trust
Illinois
$319K -$25.9M -2,456,753 -99%
KFS
123
KMS Financial Services
Washington
$319K +$30.1K +2,850 +10%
Bank of Montreal
124
Bank of Montreal
Ontario, Canada
$319K +$192K +18,220 +130%
SAM
125
Silvercrest Asset Management
New York
$312K -$13.7K -1,300 -4%