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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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67 hedge funds and large institutions have $76.1M invested in Pfenex Inc. in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

8% less funds holding

Funds holding: 73 → 67 (-6)

40% less capital invested

Capital invested by funds: $126M → $76.1M (-$49.8M)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
67
Holders Change
-6
Holders Change %
-8.22%
% of All Funds
1.49%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
21
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$309K
2
Millennium Management
Millennium Management
New York
+$268K
3
State Street
State Street
Massachusetts
+$208K
4
Russell Investments Group
Russell Investments Group
United Kingdom
+$166K
5
Wells Fargo
Wells Fargo
California
+$155K

Top Sellers

Rank Fund Capital Flow
1
William Blair & Company
William Blair & Company
Illinois
-$978K
2
Vanguard Group
Vanguard Group
Pennsylvania
-$939K
3
SIM
Spark Investment Management
New York
-$413K
4
Bank of America
Bank of America
North Carolina
-$355K
5
SMH
Sanders Morris Harris
Texas
-$352K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$306K +$38K +8,887 +10%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$305K +$59K +13,795 +17%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$279K – – –
Connor, Clark & Lunn Investment Management (CC&L)
29
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$265K +$6.85K +1,600 +2%
AG
30
Algert Global
California
$256K -$49.8K -11,645 -13%
FPC
31
Falcon Point Capital
California
$256K +$11.1K +2,590 +3%
Millennium Management
32
Millennium Management
New York
$240K +$268K +62,722 +496%
Man Group
33
Man Group
United Kingdom
$236K -$79.2K -18,500 -20%
Morgan Stanley
34
Morgan Stanley
New York
$210K +$6.16K +1,440 +2%
California Public Employees Retirement System
35
California Public Employees Retirement System
California
$207K – – –
Charles Schwab
36
Charles Schwab
California
$200K – – –
Wells Fargo
37
Wells Fargo
California
$193K +$155K +36,281 +149%
TCIM
38
TIAA CREF Investment Management
New York
$159K +$125K +29,240 +142%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$151K -$119K -27,700 -37%
California State Teachers Retirement System (CalSTRS)
40
California State Teachers Retirement System (CalSTRS)
California
$137K – – –
Deutsche Bank
41
Deutsche Bank
Germany
$118K -$123K -28,831 -44%
RhumbLine Advisers
42
RhumbLine Advisers
Massachusetts
$108K +$57.8K +13,517 +66%
WMC
43
Westwood Management Corporation
Illinois
$102K – – –
TA
44
Teachers Advisors
New York
$92K – – –
State of Wisconsin Investment Board
45
State of Wisconsin Investment Board
Wisconsin
$91K +$122K +28,600 New
New York State Common Retirement Fund
46
New York State Common Retirement Fund
New York
$75K – – –
AIG
47
American International Group
New York
$60K -$620 -145 -0.8%
PPA
48
Parametric Portfolio Associates
Washington
$58K -$312 -73 -0.4%
Bank of America
49
Bank of America
North Carolina
$56K -$355K -82,963 -82%
D.E. Shaw & Co
50
D.E. Shaw & Co
New York
$53K – – –
1
2
3

PFNX Hedge Fund Activity: Q4 2018 in Review

67 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2018, worth a combined $76.1M — down 40% from $126M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PFNX and 3 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 21 added.

The largest buyer was BlackRock, adding an estimated $309K. The largest seller was William Blair & Company, cutting an estimated $978K.

  • 67 institutional investors held Pfenex Inc. (PFNX) as of Q4 2018, down from 73 in Q3 2018.
  • Funds reported $76.1M of Pfenex Inc. stock for Q4 2018, down 40% quarter-over-quarter.
  • 3 funds opened new Pfenex Inc. positions in Q4 2018 and 7 closed out, a net change of -4 holders.
  • The largest Pfenex Inc. buyer in Q4 2018 was BlackRock, an estimated $309K added.
  • The largest Pfenex Inc. seller in Q4 2018 was William Blair & Company, an estimated $978K sold.

Based on aggregated 13F filings for Q4 2018.