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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
51
Bank of New York Mellon
New York
$146K -$24.4K -2,334 -14%
IH
52
IFC Holdings
Florida
$146K -$12.5K -1,200 -8%
Stifel Financial
53
Stifel Financial
Missouri
$139K -$66.4K -6,350 -31%
CAN
54
Cetera Advisor Networks
California
$123K -$11.7K -1,116 -8%
SF
55
Synovus Financial
Georgia
$112K +$1.53K +146 +1%
MFS
56
MSI Financial Services
Massachusetts
$111K +$6.08K +581 +5%
WS
57
Wedbush Securities
California
$108K +$1.56K +149 +1%
PMFA
58
Plante Moran Financial Advisors
Michigan
$83K
BKA
59
Brick & Kyle Associates
Pennsylvania
$73K +$77.4K +7,400 New
MSFP
60
Mark Sheptoff Financial Planning
Connecticut
$65K -$7.6K -727 -10%
BFEC
61
Benjamin F. Edwards & Company
Missouri
$53K
First Manhattan
62
First Manhattan
New York
$49K
RFA
63
Reilly Financial Advisors
California
$49K
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$20K +$10.5K +1,000 +100%
HCM
65
Highlander Capital Management
New Jersey
$19K
Envestnet Asset Management
66
Envestnet Asset Management
Illinois
$18K
FCCM
67
First City Capital Management
Georgia
$14.7K +$15.7K +1,500 New
BCM
68
Blume Capital Management
California
$10K +$10.5K +1,000 New
NFG
69
Next Financial Group
Texas
$9K +$9.93K +950 New
WA
70
WFG Advisors
Texas
$7K
SSB
71
Sandy Spring Bank
Maryland
$5K
AIG
72
American International Group
New York
$1.91K +$2.04K +195 New
CCM
73
Coe Capital Management
Illinois
-$2M -158,034 Closed
Goldman Sachs
74
Goldman Sachs
New York
-$536K -50,891 Closed
AQR Capital Management
75
AQR Capital Management
Connecticut
-$403K -38,271 Closed