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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$607K -$167K -16,477 -21%
KFS
27
KMS Financial Services
Washington
$583K +$50.7K +4,990 +9%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$528K +$51.2K +5,034 +10%
CL
29
CSS LLC
Illinois
$494K +$505K +49,652 New
SG Americas Securities
30
SG Americas Securities
New York
$456K +$466K +45,844 New
FAAS
31
First Allied Advisory Services
California
$396K -$285K -28,070 -41%
CS
32
Credit Suisse
Switzerland
$390K -$4.17K -410 -1%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$383K -$21.9K -2,160 -5%
LWM
34
Lyons Wealth Management
Florida
$360K +$364K +35,837 New
B
35
Baird
Wisconsin
$335K +$343K +33,706 New
SRC
36
Shufro Rose & Co
New York
$322K
PAG
37
Private Advisor Group
New Jersey
$225K +$230K +22,600 New
VKH
38
Virtu KCG Holdings
New York
$218K +$84.9K +8,354 +61%
MIC
39
Meridian Investment Counsel
California
$218K +$223K +21,900 New
RJFSA
40
Raymond James Financial Services Advisors
Florida
$215K -$27.4K -2,700 -11%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$196K
SB
42
Suntrust Banks
Georgia
$195K
IMS
43
Index Management Solutions
Pennsylvania
$166K +$122K +11,998 +257%
IAS
44
IMA Advisory Services
Colorado
$165K
MWR
45
McAdams Wright Ragen
Washington
$156K +$4.07K +400 +3%
US Bancorp
46
US Bancorp
Minnesota
$142K -$7.62K -750 -5%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$139K -$3.86K -380 -3%
SFA
48
Sequoia Financial Advisors
Ohio
$136K +$139K +13,640 New
CAN
49
Cetera Advisor Networks
California
$123K +$21.2K +2,086 +20%
Barclays
50
Barclays
United Kingdom
$112K -$285K -28,000 -69%