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AAM Low Duration Preferred and Income Securities ETF
PFLD

50 hedge funds and large institutions have $254M invested in AAM Low Duration Preferred and Income Securities ETF in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

19% more capital invested

Capital invested by funds: $213M → $254M (+$40.6M)

6% more funds holding

Funds holding: 47 → 50 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

4.79% less ownership

Funds ownership: 64.97% → 60.18% (-4.8%)

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
0.72%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
22
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$28.6M
2
Wells Fargo
Wells Fargo
California
+$5.44M
3
RJA
Raymond James & Associates
Florida
+$1.9M
4
LPL Financial
LPL Financial
California
+$1.86M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.78M

Top Sellers

Rank Fund Capital Flow
1
SW
Simplicity Wealth
New Jersey
-$4.98M
2
BFG
Bleakley Financial Group
New Jersey
-$4.37M
3
Jane Street
Jane Street
New York
-$455K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$413K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$356K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWM
26
Cornerstone Wealth Management
Missouri
$1.01M +$1.01M +47,696 New
Comerica Bank
27
Comerica Bank
Texas
$663K +$32.8K +1,553 +5%
GIA
28
Gladstone Institutional Advisory
Florida
$661K +$139K +6,597 +27%
BFG
29
Bleakley Financial Group
New Jersey
$633K -$4.37M -207,143 -87%
AWM
30
Apollon Wealth Management
South Carolina
$556K +$554K +26,252 New
CA
31
CSM Advisors
Pennsylvania
$530K – – –
WS
32
Wedbush Securities
California
$522K -$41.2K -1,950 -7%
AAS
33
Ameritas Advisory Services
Nebraska
$424K +$17.1K +810 +4%
WA
34
Waverly Advisors
Alabama
$410K +$28.8K +1,363 +8%
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$394K -$2.91K -138 -0.7%
JIP
36
Jaffetilchin Investment Partners
Florida
$356K +$2.72K +129 +0.8%
PS
37
Principal Securities
Iowa
$307K +$241K +11,429 +371%
KWM
38
Kingsview Wealth Management
Oregon
$224K +$223K +10,561 New
Brown Advisory
39
Brown Advisory
Maryland
$222K +$221K +10,467 New
IA
40
IFG Advisory
Georgia
$213K -$44.7K -2,117 -17%
KPWS
41
Kestra Private Wealth Services
Texas
$212K +$211K +10,017 New
MML Investors Services
42
MML Investors Services
Massachusetts
$211K -$68.7K -3,255 -25%
SPIA
43
Steward Partners Investment Advisory
New York
$187K +$131K +6,209 +237%
HCP
44
Hexagon Capital Partners
Arkansas
$108K – – –
PTC
45
Private Trust Company
Ohio
$99.5K +$21.1K +1,000 +27%
NS
46
NBC Securities
Alabama
$17K +$17.9K +848 New
WB
47
Webster Bank
Connecticut
$8.3K +$4.54K +215 +121%
NA
48
NewEdge Advisors
Louisiana
$7.99K – – –
CA
49
CoreCap Advisors
Michigan
$2.12K – – –
Fidelity Investments
50
Fidelity Investments
Massachusetts
$21 – – –
1
2
3

PFLD Hedge Fund Activity: Q3 2024 in Review

50 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q3 2024, worth a combined $254M — up 19% from $213M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFLD positions and 4 closed out — a net gain of 3 holders — while 22 added to existing stakes and 14 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $28.6M. The largest seller was Simplicity Wealth, exiting entirely with an estimated $4.98M sold.

  • 50 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q3 2024, up from 47 in Q2 2024.
  • Funds reported $254M of AAM Low Duration Preferred and Income Securities ETF stock for Q3 2024, up 19% quarter-over-quarter.
  • 7 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q3 2024 and 4 closed out, a net change of +3 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q3 2024 was Morgan Stanley, an estimated $28.6M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q3 2024 was Simplicity Wealth, an estimated $4.98M sold.

Based on aggregated 13F filings for Q3 2024.