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AAM Low Duration Preferred and Income Securities ETF

44 hedge funds and large institutions have $128M invested in AAM Low Duration Preferred and Income Securities ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

12% more capital invested

Capital invested by funds: $115M → $128M (+$13.3M)

3.5% more ownership

Funds ownership: 59.39%62.9% (+3.5%)

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
19
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IFG
26
Independent Financial Group
California
$492K +$496K +23,675 New
AAS
27
Ameritas Advisory Services
Nebraska
$484K +$28.8K +1,373 +6%
LNC
28
Lincoln National Corp
Pennsylvania
$400K +$147 +7 +0%
EP
29
Eudaimonia Partners
Tennessee
$302K -$39.8K -1,900 -12%
JWCA
30
J.W. Cole Advisors
Florida
$263K +$3.85K +184 +1%
WS
31
Wedbush Securities
California
$252K -$61.2K -2,921 -19%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$217K +$218K +10,413 New
Rockefeller Capital Management
33
Rockefeller Capital Management
New York
$212K +$20.3K +969 +11%
SPIA
34
Steward Partners Investment Advisory
New York
$166K -$14.6K -699 -8%
Comerica Bank
35
Comerica Bank
Texas
$159K +$160K +7,632 New
RIA
36
Realta Investment Advisors
Delaware
$150K
HCP
37
Hexagon Capital Partners
Arkansas
$109K
PTC
38
Private Trust Company
Ohio
$87.4K +$6.29K +300 +8%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$83.2K
UBS Group
40
UBS Group
Switzerland
$32.8K +$26.9K +1,282 +438%
RG
41
Retirement Group
California
$24.9K +$25K +1,195 New
GI
42
Gradient Investments
Minnesota
$7.88K +$7.94K +379 New
NA
43
NewEdge Advisors
Louisiana
$6.84K +$1.05K +50 +18%
AP
44
Atwood & Palmer
Missouri
$2.54K -$1.12M -53,314 -100%
PWM
45
Peterson Wealth Management
Nevada
-$2.7M -129,077 Closed
TYCC
46
Texas Yale Capital Corp
Florida
-$384K -18,340 Closed
VAS
47
Vestmark Advisory Solutions
Massachusetts
-$362K -17,301 Closed
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
-$279K -13,303 Closed
FHA
49
Flagship Harbor Advisors
Massachusetts
-$257K -12,287 Closed
Wells Fargo
50
Wells Fargo
California
-$30.2K -1,443 Closed

PFLD Hedge Fund Activity: Q3 2023 in Review

44 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AAM Low Duration Preferred and Income Securities ETF (PFLD) for Q3 2023, worth a combined $128M — up 12% from $115M a quarter earlier.

Fund positioning in PFLD was balanced in Q3 2023: 9 funds opened new positions, 9 closed out, 19 added to existing stakes and 12 trimmed.

The largest buyer was Bleakley Financial Group, opening a new position worth an estimated $5.32M. The largest seller was Peterson Wealth Management, exiting entirely with an estimated $2.7M sold.

  • 44 institutional investors held AAM Low Duration Preferred and Income Securities ETF (PFLD) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $128M of AAM Low Duration Preferred and Income Securities ETF stock for Q3 2023, up 12% quarter-over-quarter.
  • 9 funds opened new AAM Low Duration Preferred and Income Securities ETF positions in Q3 2023 and 9 closed out, a net change of 0 holders.
  • The largest AAM Low Duration Preferred and Income Securities ETF buyer in Q3 2023 was Bleakley Financial Group, an estimated $5.32M added.
  • The largest AAM Low Duration Preferred and Income Securities ETF seller in Q3 2023 was Peterson Wealth Management, an estimated $2.7M sold.

Based on aggregated 13F filings for Q3 2023.