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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
APP
201
Avantax Planning Partners
Iowa
$2.53M +$13.5K +159 +0.5%
Neuberger Berman Group
202
Neuberger Berman Group
New York
$2.53M -$879K -10,359 -23%
YCM
203
Yousif Capital Management
Michigan
$2.52M -$187K -2,200 -6%
BAMF
204
BI Asset Management Fondsmaeglerselskab
Denmark
$2.49M +$2.65M +31,230 +1,410%
LS
205
Leelyn Smith
Illinois
$2.43M +$3.48K +41 +0.1%
MOACM
206
Mutual of America Capital Management
New York
$2.42M +$4.58K +54 +0.2%
VanEck Associates
207
VanEck Associates
New York
$2.42M +$110K +1,292 +4%
SSA
208
Schonfeld Strategic Advisors
New York
$2.42M -$1.95M -22,972 -41%
SFI
209
Siemens Fonds Invest
Germany
$2.41M -$2.04K -24 -0.1%
GIBU
210
Gulf International Bank (UK)
United Kingdom
$2.39M -$1.02M -12,036 -27%
MLM
211
Mount Lucas Management
Pennsylvania
$2.38M +$142K +1,668 +5%
X
212
Xponance
Pennsylvania
$2.31M +$136K +1,606 +5%
PAG
213
Private Advisor Group
New Jersey
$2.31M -$252K -2,972 -9%
SO
214
STRS Ohio
Ohio
$2.29M +$646K +7,612 +33%
Corient Private Wealth
215
Corient Private Wealth
Florida
$2.23M -$136K -1,605 -5%
Public Employees Retirement Association of Colorado
216
Public Employees Retirement Association of Colorado
Colorado
$2.23M -$231K -2,719 -8%
BWM
217
BerganKDV Wealth Management
Minnesota
$2.22M -$2.12M -25,003 -46%
CWM
218
CIBC World Markets
New York
$2.22M -$3.85M -45,408 -60%
LA
219
LBP AM
France
$2.14M -$105K -1,235 -4%
Mackenzie Financial
220
Mackenzie Financial
Ontario, Canada
$2.13M -$16.2K -191 -0.7%
HW
221
Hancock Whitney
Mississippi
$2.11M -$238K -2,809 -9%
FM
222
Foster & Motley
Ohio
$2.05M +$732K +8,622 +46%
BOSSRA
223
B.O.S.S. Retirement Advisors
Utah
$2.01M +$288K +3,389 +14%
NAM
224
Nissay Asset Management
Japan
$2M -$107K -1,262 -4%
CNB
225
Czech National Bank
Czech Republic
$1.99M +$16.8K +198 +0.7%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.