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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
NYLIM
201
New York Life Investment Management
New York
$3.03M -$67.3K -785 -2%
YCM
202
Yousif Capital Management
Michigan
$3.03M -$159K -1,856 -5%
APF
203
Alaska Permanent Fund
Alaska
$3M – – –
JFG
204
Jefferies Financial Group
New York
$2.99M +$3.06M +35,663 New
EGM
205
Engineers Gate Manager
New York
$2.98M +$3.05M +35,552 New
JMPWA
206
JP Morgan Private Wealth Advisors
California
$2.95M -$12.7K -148 -0.4%
VIA
207
Vident Investment Advisory
Georgia
$2.94M +$340K +3,958 +13%
DWM
208
Dakota Wealth Management
Florida
$2.89M – – –
APP
209
Avantax Planning Partners
Iowa
$2.84M -$61.4K -716 -2%
CS
210
Candriam SCA
Luxembourg
$2.84M -$273K -3,179 -9%
AC
211
Arjuna Capital
North Carolina
$2.74M +$46.3K +540 +2%
LS
212
Leelyn Smith
Illinois
$2.74M -$25.3K -295 -0.9%
Public Employees Retirement Association of Colorado
213
Public Employees Retirement Association of Colorado
Colorado
$2.74M – – –
MOACM
214
Mutual of America Capital Management
New York
$2.73M +$35.9K +419 +1%
SFI
215
Siemens Fonds Invest
Germany
$2.72M -$83.4K -972 -3%
PAS
216
Park Avenue Securities
New York
$2.72M +$553K +6,450 +25%
TPSF
217
Texas Permanent School Fund
Texas
$2.71M -$40K -466 -1%
DILIC
218
Dai-ichi Life Insurance Company
Japan
$2.71M – – –
Corient Private Wealth
219
Corient Private Wealth
Florida
$2.66M +$2.72M +31,653 New
VanEck Associates
220
VanEck Associates
New York
$2.62M +$2.68M +31,265 New
HW
221
Hancock Whitney
Mississippi
$2.62M -$69.3K -808 -3%
US Bancorp
222
US Bancorp
Minnesota
$2.58M -$22.9K -267 -0.9%
ECM
223
ExodusPoint Capital Management
New York
$2.55M +$2.61M +30,425 New
MLM
224
Mount Lucas Management
Pennsylvania
$2.55M -$1.44M -16,777 -36%
LA
225
LBP AM
France
$2.52M +$2.57M +29,988 New
7 8
9
10 11

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.