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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
MCP
201
Martin Capital Partners
Oregon
$2.45M +$180K +3,286 +8%
Squarepoint
202
Squarepoint
New York
$2.41M -$6.22M -113,688 -72%
Bank of Nova Scotia
203
Bank of Nova Scotia
Ontario, Canada
$2.31M -$599K -10,940 -21%
AB
204
Amalgamated Bank
New York
$2.28M +$153K +2,787 +7%
Public Employees Retirement Association of Colorado
205
Public Employees Retirement Association of Colorado
Colorado
$2.26M
Skandinaviska Enskilda Banken (SEB)
206
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.23M -$577K -10,540 -21%
NC
207
NewSquare Capital
Pennsylvania
$2.22M +$165K +3,010 +8%
Holocene Advisors
208
Holocene Advisors
New York
$2.2M +$207K +3,779 +10%
ZIM
209
Zacks Investment Management
Illinois
$2.2M -$59.8K -1,092 -3%
MLICM
210
Metropolitan Life Insurance Company (MetLife)
New York
$2.18M -$2.19K -40 -0.1%
Grantham, Mayo, Van Otterloo & Co (GMO)
211
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.14M +$983K +17,958 +86%
KM
212
Kalos Management
Georgia
$2.1M -$107K -1,959 -5%
OSNBOA
213
Old Second National Bank of Aurora
Illinois
$2.08M +$75.5K +1,380 +4%
CFB
214
Cullen/Frost Bankers
Texas
$2.07M +$1.07M +19,616 +108%
MSL
215
Mackay Shields LLC
New York
$2.07M -$169K -3,086 -8%
DnB Asset Management
216
DnB Asset Management
Norway
$2.04M -$1.23M -22,425 -38%
MSA
217
Mason Street Advisors
Wisconsin
$2.03M -$5.2K -95 -0.3%
HSA
218
Hussman Strategic Advisors
Maryland
$1.98M
HWM
219
Hohimer Wealth Management
Washington
$1.94M +$1.93M +35,291 New
MOACM
220
Mutual of America Capital Management
New York
$1.93M -$333K -6,085 -15%
Natixis Advisors
221
Natixis Advisors
Massachusetts
$1.9M +$1.1M +20,178 +140%
SIS
222
Sound Income Strategies
Florida
$1.88M +$188K +3,436 +11%
PLFAM
223
Pineno Levin & Ford Asset Management
Virginia
$1.85M -$109K -2,000 -6%
Wealthfront Advisers
224
Wealthfront Advisers
California
$1.8M +$4.11K +75 +0.2%
MCM
225
Mainstay Capital Management
Michigan
$1.78M +$150K +2,740 +9%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.