We are live on ! Find out more
PFG icon

Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
201
Mirae Asset Global Investments
South Korea
$2.27M -$93.9K -1,685 -4%
MLICM
202
Metropolitan Life Insurance Company (MetLife)
New York
$2.27M -$93.8K -1,682 -4%
MSA
203
Mason Street Advisors
Wisconsin
$2.18M -$7.8K -140 -0.4%
IA
204
Icon Advisers
Colorado
$2.17M +$460K +8,253 +29%
Commonwealth Equity Services
205
Commonwealth Equity Services
Massachusetts
$2.17M -$492K -8,828 -19%
DM
206
Delphi Management
Massachusetts
$2.16M -$32.3K -579 -2%
PLFAM
207
Pineno Levin & Ford Asset Management
Virginia
$2.16M
MA
208
Montag & Associates
Georgia
$2.16M
AB
209
Amalgamated Bank
New York
$2.07M -$46K -825 -2%
DnB Asset Management
210
DnB Asset Management
Norway
$2.07M -$82K -1,471 -4%
DADC
211
D.A. Davidson & Co
Montana
$2.05M -$93.3K -1,674 -5%
B
212
BP
United Kingdom
$2.05M +$1.95M +35,000 New
CWM
213
CIBC World Markets
New York
$2.04M -$152K -2,722 -7%
AIMCA
214
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.02M +$1.92M +34,400 New
Teacher Retirement System of Texas
215
Teacher Retirement System of Texas
Texas
$1.98M -$1.39M -25,019 -43%
SLAM
216
Swiss Life Asset Management
$1.96M +$682K +12,240 +58%
OSNBOA
217
Old Second National Bank of Aurora
Illinois
$1.96M +$24.3K +436 +1%
HIMCH
218
Hartford Investment Management Co (HIMCO)
Connecticut
$1.95M -$79.8K -1,431 -4%
SBH
219
Segall Bryant & Hamill
Illinois
$1.95M +$1.57M +28,200 +561%
AI
220
Atria Investments
North Carolina
$1.92M -$353K -6,337 -16%
FWIA
221
Fort Washington Investment Advisors
Ohio
$1.92M
LPL Financial
222
LPL Financial
California
$1.9M +$459K +8,237 +34%
O
223
OppenheimerFunds
New York
$1.84M +$40.2K +721 +2%
BTS
224
BB&T Securities
Virginia
$1.82M +$1.37M +24,656 +386%
IP
225
Interval Partners
New York
$1.77M -$427K -7,668 -20%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.