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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
JIR
201
James Investment Research
Ohio
$2.93M -$8.38M -127,295 -73%
HighTower Advisors
202
HighTower Advisors
Illinois
$2.85M -$421K -6,392 -12%
Public Sector Pension Investment Board (PSP Investments)
203
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$2.8M +$65.8K +1,000 +2%
MSV
204
MN Services Vermogensbeheer
Netherlands
$2.73M
Commonwealth Equity Services
205
Commonwealth Equity Services
Massachusetts
$2.72M +$32.6K +496 +1%
Mitsubishi UFJ Asset Management
206
Mitsubishi UFJ Asset Management
Japan
$2.7M -$252K -3,824 -8%
CCP
207
Corient Capital Partners
California
$2.65M +$108K +1,642 +4%
TCM
208
Twin Capital Management
Pennsylvania
$2.64M -$1.18M -18,000 -29%
AG
209
Advisor Group
Arizona
$2.64M -$172K -2,607 -6%
CCM
210
Cadence Capital Management
Massachusetts
$2.63M +$624K +9,487 +28%
DGHMC
211
Dalton, Greiner, Hartman, Maher & Co
New York
$2.63M -$9.33M -141,815 -77%
TI
212
Trexquant Investment
Connecticut
$2.6M +$430K +6,536 +18%
MOACM
213
Mutual of America Capital Management
New York
$2.53M -$1.33M -20,263 -33%
MLICM
214
Metropolitan Life Insurance Company (MetLife)
New York
$2.53M +$23.2K +353 +0.9%
EIM
215
ExxonMobil Investment Management
Texas
$2.51M -$96.1K -1,460 -3%
AAM
216
Advisors Asset Management
Colorado
$2.5M -$1.01M -15,408 -28%
MCIM
217
Meadow Creek Investment Management
Georgia
$2.5M +$660K +10,032 +32%
RG
218
Renaissance Group
Kentucky
$2.49M -$41.1K -624 -2%
MA
219
Montag & Associates
Georgia
$2.33M +$353K +5,360 +16%
MSA
220
Mason Street Advisors
Wisconsin
$2.29M +$7.76K +118 +0.3%
CBOA
221
Commonwealth Bank of Australia
Australia
$2.25M +$2.43M +37,000 New
PLFAM
222
Pineno Levin & Ford Asset Management
Virginia
$2.24M -$13.2K -200 -0.5%
RJA
223
Raymond James & Associates
Florida
$2.17M -$878K -13,342 -27%
DnB Asset Management
224
DnB Asset Management
Norway
$2.16M +$178K +2,700 +8%
Bank of Nova Scotia
225
Bank of Nova Scotia
Ontario, Canada
$2.14M -$492K -7,476 -18%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.