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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
IAM
201
Impax Asset Management
New Hampshire
$2.87M
Rafferty Asset Management
202
Rafferty Asset Management
New York
$2.87M +$321K +4,994 +13%
CC
203
Cipher Capital
New York
$2.79M -$648K -10,068 -19%
CBOA
204
Commonwealth Bank of Australia
Australia
$2.79M +$97.2K +1,511 +4%
SCM
205
Sterling Capital Management
North Carolina
$2.76M
SOADOR
206
State of Alaska Department of Revenue
Alaska
$2.72M +$865K +13,450 +47%
RG
207
Renaissance Group
Kentucky
$2.71M -$146K -2,263 -5%
SG Americas Securities
208
SG Americas Securities
New York
$2.71M -$1.43M -22,305 -35%
CS
209
Candriam SCA
Luxembourg
$2.67M +$91.5K +1,423 +4%
RJFSA
210
Raymond James Financial Services Advisors
Florida
$2.54M -$72.5K -1,127 -3%
CWM
211
CIBC World Markets
New York
$2.52M +$81.1K +1,261 +3%
Commonwealth Equity Services
212
Commonwealth Equity Services
Massachusetts
$2.51M +$96.7K +1,503 +4%
FWIA
213
Fort Washington Investment Advisors
Ohio
$2.49M
PLFAM
214
Pineno Levin & Ford Asset Management
Virginia
$2.44M
JG
215
Jefferies Group
New York
$2.44M -$461K -7,174 -16%
MSA
216
Mason Street Advisors
Wisconsin
$2.4M +$6.69K +104 +0.3%
N
217
Natixis
France
$2.4M +$1.42M +22,025 +145%
DADC
218
D.A. Davidson & Co
Montana
$2.29M -$199K -3,093 -8%
ARTA
219
A.R.T. Advisors
New York
$2.24M +$875K +13,600 +64%
CCM
220
Cadence Capital Management
Massachusetts
$2.22M -$584K -9,081 -21%
MA
221
Montag & Associates
Georgia
$2.19M -$61.4K -955 -3%
B
222
Barings
North Carolina
$2.17M
O
223
OppenheimerFunds
New York
$2.16M +$222K +3,457 +11%
DnB Asset Management
224
DnB Asset Management
Norway
$2.07M
TAF
225
Tredje AP-fonden
Sweden
$2.05M +$1.21M +18,860 +145%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.