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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
201
Sterling Capital Management
North Carolina
$2.25M +$158K +2,820 +8%
RJFSA
202
Raymond James Financial Services Advisors
Florida
$2.25M +$155K +2,768 +8%
FWIA
203
Fort Washington Investment Advisors
Ohio
$2.24M
PLFAM
204
Pineno Levin & Ford Asset Management
Virginia
$2.2M
RT
205
Rockland Trust
Massachusetts
$2.17M -$93K -1,659 -4%
Nordea Investment Management
206
Nordea Investment Management
Sweden
$2.13M -$340K -6,075 -14%
MSA
207
Mason Street Advisors
Wisconsin
$2.12M +$23.4K +417 +1%
AIMCA
208
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.08M -$1.15M -20,500 -36%
Commonwealth Equity Services
209
Commonwealth Equity Services
Massachusetts
$2.07M +$183K +3,259 +10%
MA
210
Montag & Associates
Georgia
$2.05M -$1.68K -30 -0.1%
GCP
211
GSA Capital Partners
United Kingdom
$1.99M +$1.92M +34,308 New
TRSOTSOK
212
Teachers Retirement System of the State of Kentucky
Kentucky
$1.96M -$146K -2,600 -7%
SEI Investments
213
SEI Investments
Pennsylvania
$1.96M +$9.08K +162 +0.5%
MOACM
214
Mutual of America Capital Management
New York
$1.94M +$123K +2,203 +7%
RCM
215
Riverhead Capital Management
Delaware
$1.93M -$1.72M -30,661 -48%
CCA
216
Catalyst Capital Advisors
New York
$1.91M -$620K -11,070 -25%
B
217
Barings
North Carolina
$1.88M
AG
218
Advisor Group
Arizona
$1.85M +$1.4M +24,930 +351%
LP
219
LMR Partners
United Kingdom
$1.85M +$1.79M +31,919 New
NMIMC
220
Northwestern Mutual Investment Management Company
Wisconsin
$1.78M +$239K +4,261 +16%
Daiwa Securities Group
221
Daiwa Securities Group
Japan
$1.76M +$1.31M +23,450 +335%
CS
222
Candriam SCA
Luxembourg
$1.75M -$4.84M -86,431 -74%
FCM
223
Flinton Capital Management
Pennsylvania
$1.74M +$1.68M +30,000 New
WGCA
224
Wolf Group Capital Advisors
Virginia
$1.73M +$492K +8,783 +41%
DWA
225
Dorsey Wright & Associates
California
$1.7M +$1.64M +29,295 New

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.