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Principal Financial Group

386 hedge funds and large institutions have $9.49B invested in Principal Financial Group in 2013 Q4 according to their latest regulatory filings, with 58 funds opening new positions, 129 increasing their positions, 149 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

205% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 19

133% more funds holding in top 10

Funds holding in top 10: 37 (+4)

30% more call options, than puts

Call options by funds: $10.7M | Put options by funds: $8.26M

14% more capital invested

Capital invested by funds: $8.32B → $9.49B (+$1.16B)

11% more funds holding

Funds holding: 348386 (+38)

0.75% less ownership

Funds ownership: 66.2%65.45% (-0.75%)

13% less repeat investments, than reductions

Existing positions increased: 129 | Existing positions reduced: 149

Holders
386
Holders Change
+38
Holders Change %
+10.92%
% of All Funds
11.2%
Holding in Top 10
7
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+133.33%
% of All Funds
0.2%
New
58
Increased
129
Reduced
149
Closed
19
Calls
$10.7M
Puts
$8.26M
Net Calls
+$2.44M
Net Calls Change
-$3.65M
Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
201
Nomura Holdings
Japan
$1.61M -$1.72M -36,275 -53%
SMDAM
202
Sumitomo Mitsui DS Asset Management
Japan
$1.59M -$200K -4,217 -12%
LMGAM
203
Liberty Mutual Group Asset Management
Massachusetts
$1.56M +$715K +15,054 +91%
KBC Group
204
KBC Group
Belgium
$1.53M -$1.02M -21,450 -41%
SCM
205
Shelton Capital Management
Colorado
$1.49M
ANRIA
206
American National Registered Investment Advisor
Texas
$1.46M -$5.22K -110 -0.4%
MOACM
207
Mutual of America Capital Management
New York
$1.46M +$37.9K +799 +3%
RFC
208
Russell Frank Company
Washington
$1.4M +$305K +6,414 +25%
N
209
Nuveen
North Carolina
$1.39M +$309K +6,497 +30%
MNBTD
210
Moody National Bank Trust Division
Texas
$1.38M -$5.22K -110 -0.4%
CAM
211
Capstone Asset Management
Texas
$1.36M -$1.35M -28,468 -51%
OSAM
212
O'Shaughnessy Asset Management
Connecticut
$1.34M -$162K -3,420 -11%
Zurich Cantonal Bank
213
Zurich Cantonal Bank
Switzerland
$1.34M +$97.9K +2,061 +8%
AAM
214
Aberdeen Asset Management
United Kingdom
$1.31M
TMAM
215
Tokio Marine Asset Management
Japan
$1.28M -$131K -2,749 -10%
SAM
216
Securian Asset Management
Minnesota
$1.21M -$1.47K -31 -0.1%
SCM
217
Sterling Capital Management
North Carolina
$1.19M +$26.7K +562 +2%
HT
218
HAP Trading
New York
$1.16M +$1.12M +23,558 New
MIU
219
Man Investments (UK)
United Kingdom
$1.15M -$451K -9,498 -29%
SHA
220
Smith Hayes Advisers
Nebraska
$1.12M
Teacher Retirement System of Texas
221
Teacher Retirement System of Texas
Texas
$1.12M -$508K -10,688 -32%
KRS
222
Kentucky Retirement Systems
Kentucky
$1.11M -$6.46K -136 -0.6%
T
223
TradeWorx
New Jersey
$1.1M +$92.9K +1,955 +10%
QT
224
Quantbot Technologies
New York
$1.1M +$1.06M +22,236 New
NG
225
NatWest Group
United Kingdom
$1.09M +$206K +4,347 +25%