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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
URS
176
Utah Retirement Systems
Utah
$3.2M +$8.48K +100 +0.2%
CIBC Asset Management
177
CIBC Asset Management
Ontario, Canada
$3.2M +$52.8K +622 +1%
FAF
178
Första AP-fonden
Sweden
$3.08M -$899K -10,600 -20%
ISB
179
Iowa State Bank
Iowa
$3.05M -$154K -1,812 -4%
MPM
180
Meritage Portfolio Management
Kansas
$3.03M +$88.5K +1,043 +3%
VIA
181
Vident Investment Advisory
Georgia
$2.97M +$420K +4,953 +14%
1832 Asset Management
182
1832 Asset Management
Ontario, Canada
$2.92M +$239K +2,822 +8%
COPPSERS
183
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.87M +$9.42K +111 +0.3%
JMPWA
184
JP Morgan Private Wealth Advisors
California
$2.84M +$263K +3,105 +9%
HighTower Advisors
185
HighTower Advisors
Illinois
$2.84M +$47.3K +558 +1%
EI
186
Ethic Inc
New York
$2.79M -$12.6K -148 -0.4%
Schroder Investment Management Group
187
Schroder Investment Management Group
United Kingdom
$2.74M -$1.3M -15,355 -29%
State of Tennessee, Department of Treasury
188
State of Tennessee, Department of Treasury
Tennessee
$2.73M -$3.22M -37,933 -51%
Cetera Investment Advisers
189
Cetera Investment Advisers
Illinois
$2.72M -$48.7K -574 -2%
Janus Henderson Group
190
Janus Henderson Group
United Kingdom
$2.7M +$622K +7,326 +25%
NYLIM
191
New York Life Investment Management
New York
$2.68M -$7.04K -83 -0.2%
SOADOR
192
State of Alaska Department of Revenue
Alaska
$2.67M -$42.8K -505 -1%
National Bank of Canada
193
National Bank of Canada
Quebec, Canada
$2.67M +$746K +8,791 +32%
Axa
194
Axa
France
$2.63M -$26.7M -315,220 -90%
PAS
195
Park Avenue Securities
New York
$2.61M +$233K +2,741 +8%
AC
196
Arjuna Capital
North Carolina
$2.58M +$176K +2,076 +6%
Aviva
197
Aviva
United Kingdom
$2.57M -$5.82M -68,599 -66%
DWM
198
Dakota Wealth Management
Florida
$2.56M
QT
199
Quantbot Technologies
New York
$2.54M +$2.9M +34,168 New
US Bancorp
200
US Bancorp
Minnesota
$2.53M +$288K +3,399 +11%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.