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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC World Market
176
CIBC World Market
Ontario, Canada
$4.04M +$1.97M +22,911 +91%
FCH
177
Freestone Capital Holdings
Washington
$3.85M -$276K -3,214 -7%
SEI Investments
178
SEI Investments
Pennsylvania
$3.83M +$3.21M +37,442 +459%
ProShare Advisors
179
ProShare Advisors
Maryland
$3.75M +$115K +1,335 +3%
Neuberger Berman Group
180
Neuberger Berman Group
New York
$3.72M +$2.4M +28,024 +172%
GIBU
181
Gulf International Bank (UK)
United Kingdom
$3.71M – – –
URS
182
Utah Retirement Systems
Utah
$3.61M -$112K -1,300 -3%
ISB
183
Iowa State Bank
Iowa
$3.6M -$63.7K -743 -2%
CIBC Asset Management
184
CIBC Asset Management
Ontario, Canada
$3.56M -$154K -1,800 -4%
OQS
185
Occudo Quantitative Strategies
Florida
$3.53M +$3.61M +42,101 New
TFA
186
Teamwork Financial Advisors
Texas
$3.52M +$3.6M +41,930 New
TI
187
Trexquant Investment
Connecticut
$3.45M +$214K +2,491 +6%
LP
188
LMR Partners
United Kingdom
$3.38M +$1.74M +20,277 +101%
MPM
189
Meritage Portfolio Management
Kansas
$3.33M +$143K +1,666 +4%
AAF
190
Andra AP-fonden
Sweden
$3.3M +$858K +10,000 +34%
WorldQuant Millennium Advisors
191
WorldQuant Millennium Advisors
New York
$3.24M +$3.32M +38,660 New
COPPSERS
192
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.23M +$391K +4,561 +13%
Millennium Management
193
Millennium Management
New York
$3.21M -$3M -34,937 -48%
HighTower Advisors
194
HighTower Advisors
Illinois
$3.16M +$221K +2,574 +7%
EI
195
Ethic Inc
New York
$3.16M +$687K +8,004 +27%
Cetera Investment Advisers
196
Cetera Investment Advisers
Illinois
$3.11M +$451K +5,256 +17%
ONB
197
Old National Bancorp
Indiana
$3.1M -$2.33M -27,115 -42%
1832 Asset Management
198
1832 Asset Management
Ontario, Canada
$3.06M +$1.21M +14,112 +63%
SOADOR
199
State of Alaska Department of Revenue
Alaska
$3.06M -$45.9K -535 -1%
KAS
200
Kestra Advisory Services
Texas
$3.05M +$527K +6,142 +20%
6 7
8
9 10

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.