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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
AG
176
Advisor Group
Arizona
$3.14M +$313K +5,608 +12%
Public Employees Retirement Association of Colorado
177
Public Employees Retirement Association of Colorado
Colorado
$3.09M -$2.95K -53 -0.1%
URS
178
Utah Retirement Systems
Utah
$3.07M +$5.57K +100 +0.2%
RJFSA
179
Raymond James Financial Services Advisors
Florida
$3.04M -$1.01M -18,119 -26%
PI
180
PineBridge Investments
New York
$2.93M -$8.8M -157,878 -76%
TCM
181
Twin Capital Management
Pennsylvania
$2.93M +$340K +6,096 +14%
Caisse de Depot et Placement du Quebec (CDPQ)
182
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$2.88M -$128K -2,300 -4%
CS
183
Candriam SCA
Luxembourg
$2.86M -$873K -15,671 -24%
NMIMC
184
Northwestern Mutual Investment Management Company
Wisconsin
$2.71M -$260K -4,661 -9%
CCP
185
Corient Capital Partners
California
$2.67M
RJA
186
Raymond James & Associates
Florida
$2.67M +$1.28M +23,030 +102%
CBOA
187
Commonwealth Bank of Australia
Australia
$2.64M +$440K +7,900 +21%
MSV
188
MN Services Vermogensbeheer
Netherlands
$2.63M
Comerica Bank
189
Comerica Bank
Texas
$2.61M -$785K -14,075 -22%
CCM
190
Cadence Capital Management
Massachusetts
$2.59M -$963K -17,283 -28%
SWMG
191
Signature Wealth Management Group
Georgia
$2.54M +$3.09M +55,499 +73,999%
VAM
192
Visionary Asset Management
Texas
$2.54M -$20.3K -365 -0.8%
PAM
193
Panagora Asset Management
Massachusetts
$2.46M -$2.2M -39,525 -48%
MOACM
194
Mutual of America Capital Management
New York
$2.44M -$4.01K -72 -0.2%
WAM
195
Wolverine Asset Management
Illinois
$2.43M +$83.6K +1,500 +4%
DIA
196
Dean Investment Associates
Ohio
$2.43M +$452K +8,111 +24%
Mitsubishi UFJ Asset Management
197
Mitsubishi UFJ Asset Management
Japan
$2.36M -$31.7K -568 -1%
GP
198
Girard Partners
Pennsylvania
$2.32M +$329K +5,908 +18%
Skandinaviska Enskilda Banken (SEB)
199
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.28M +$78K +1,400 +4%
Federated Hermes
200
Federated Hermes
Pennsylvania
$2.27M -$3.12M -55,953 -59%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.