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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
MOACM
176
Mutual of America Capital Management
New York
$4.04M +$423K +6,580 +12%
I
177
IberiaBank
Louisiana
$4M +$63.7K +991 +2%
HIMCH
178
Hartford Investment Management Co (HIMCO)
Connecticut
$3.98M -$6.88K -107 -0.2%
NMIMC
179
Northwestern Mutual Investment Management Company
Wisconsin
$3.88M -$80.9K -1,258 -2%
Assenagon Asset Management
180
Assenagon Asset Management
Luxembourg
$3.84M +$3.84M +59,666 New
AL
181
AJO LP
Pennsylvania
$3.8M +$3.8M +59,062 New
MGIA
182
Moneta Group Investment Advisors
Missouri
$3.71M -$431K -6,705 -10%
Teacher Retirement System of Texas
183
Teacher Retirement System of Texas
Texas
$3.7M -$4.49M -69,801 -55%
Mirae Asset Global Investments
184
Mirae Asset Global Investments
South Korea
$3.69M -$405K -6,298 -10%
RCM
185
Riverhead Capital Management
Delaware
$3.58M -$2.56M -39,831 -42%
CB
186
Commerce Bank
Missouri
$3.55M +$440K +6,848 +14%
Public Employees Retirement Association of Colorado
187
Public Employees Retirement Association of Colorado
Colorado
$3.51M -$54.4K -846 -2%
CIC
188
Cornercap Investment Counsel
Georgia
$3.5M +$579K +9,005 +20%
Mitsubishi UFJ Asset Management
189
Mitsubishi UFJ Asset Management
Japan
$3.31M -$65.5K -1,018 -2%
SAM
190
Sompo Asset Management
Japan
$3.3M +$62.4K +970 +2%
FCM
191
Flinton Capital Management
Pennsylvania
$3.23M -$2.32M -36,080 -42%
EIM
192
ExxonMobil Investment Management
Texas
$3.16M -$154K -2,389 -5%
URS
193
Utah Retirement Systems
Utah
$3.14M +$6.43K +100 +0.2%
MSV
194
MN Services Vermogensbeheer
Netherlands
$3.06M +$57.9K +900 +2%
Bank of Nova Scotia
195
Bank of Nova Scotia
Ontario, Canada
$3.04M -$874K -13,594 -22%
PAM
196
Panagora Asset Management
Massachusetts
$2.92M -$5.27M -81,972 -64%
HighTower Advisors
197
HighTower Advisors
Illinois
$2.92M -$335K -5,204 -10%
RJA
198
Raymond James & Associates
Florida
$2.9M +$195K +3,025 +7%
AG
199
Advisor Group
Arizona
$2.88M +$162K +2,514 +6%
DIP
200
DT Investment Partners
Pennsylvania
$2.88M +$941K +14,622 +49%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.