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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Public Sector Pension Investment Board (PSP Investments)
176
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$3.4M -$28K -500 -0.8%
Public Employees Retirement Association of Colorado
177
Public Employees Retirement Association of Colorado
Colorado
$3.33M -$187K -3,339 -5%
AIA
178
Affinity Investment Advisors
California
$3.31M -$1.42M -25,420 -31%
VIA
179
Vident Investment Advisory
Georgia
$3.26M +$156K +2,784 +5%
Mitsubishi UFJ Asset Management
180
Mitsubishi UFJ Asset Management
Japan
$3.17M -$350K -6,251 -10%
GHCM
181
Glen Harbor Capital Management
California
$3.04M +$2.94M +52,500 New
State of Wisconsin Investment Board
182
State of Wisconsin Investment Board
Wisconsin
$3M +$430K +7,676 +17%
BNP Paribas Asset Management
183
BNP Paribas Asset Management
France
$2.93M -$388K -6,932 -12%
MAM
184
Meeder Asset Management
Ohio
$2.91M +$1.95M +34,858 +227%
CB
185
Commerce Bank
Missouri
$2.84M +$18.3K +326 +0.7%
URS
186
Utah Retirement Systems
Utah
$2.83M
N
187
Nuveen
North Carolina
$2.81M +$1.75M +31,278 +180%
FHC
188
First Houston Capital
Texas
$2.8M -$162K -2,900 -6%
BNP Paribas Financial Markets
189
BNP Paribas Financial Markets
France
$2.74M +$1.14M +20,384 +75%
IECM
190
Intrinsic Edge Capital Management
Illinois
$2.72M +$2.63M +47,001 New
Toronto Dominion Bank
191
Toronto Dominion Bank
Ontario, Canada
$2.68M +$2.15M +38,306 +478%
RG
192
Renaissance Group
Kentucky
$2.6M -$69.4K -1,238 -3%
CCM
193
Cadence Capital Management
Massachusetts
$2.56M +$230K +4,096 +10%
Janus Henderson Group
194
Janus Henderson Group
United Kingdom
$2.54M +$213K +3,800 +9%
CIC
195
Cornercap Investment Counsel
Georgia
$2.44M +$89.9K +1,605 +4%
SAM
196
Sompo Asset Management
Japan
$2.42M +$2.34M +41,780 New
Nomura Holdings
197
Nomura Holdings
Japan
$2.4M +$2.31M +41,300 New
MCIM
198
Meadow Creek Investment Management
Georgia
$2.39M +$2.31M +41,250 New
MNA
199
Manning & Napier Advisors
New York
$2.37M -$173K -3,080 -7%
CBOA
200
Commonwealth Bank of Australia
Australia
$2.37M +$179K +3,192 +8%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.