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Principal Financial Group
PFG

417 hedge funds and large institutions have $10.4B invested in Principal Financial Group in 2014 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 139 increasing their positions, 149 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 26

6% more capital invested

Capital invested by funds: $9.78B → $10.4B (+$612M)

5% more funds holding

Funds holding: 399 → 417 (+18)

1.65% more ownership

Funds ownership: 65.86% → 67.51% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

7% less repeat investments, than reductions

Existing positions increased: 139 | Existing positions reduced: 149

18% less call options, than puts

Call options by funds: $8.28M | Put options by funds: $10.1M

Holders
417
Holders Change
+18
Holders Change %
+4.51%
% of All Funds
12.1%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
47
Increased
139
Reduced
149
Closed
26
Calls
$8.28M
Puts
$10.1M
Net Calls
-$1.83M
Net Calls Change
+$1.06M

Top Buyers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
+$161M
2
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$103M
3
Millennium Management
Millennium Management
New York
+$38.3M
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
+$34.9M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$28M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$83.1M
2
Viking Global Investors
Viking Global Investors
Connecticut
-$57.7M
3
JHIU
Janus Henderson Investors US
Colorado
-$38.1M
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$37.9M
5
Goldman Sachs
Goldman Sachs
New York
-$33.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
176
Deere & Company
Illinois
$2.51M -$294K -5,627 -11%
SAM
177
Shell Asset Management
Netherlands
$2.51M +$235K +4,496 +10%
Calamos Advisors
178
Calamos Advisors
Illinois
$2.51M – – –
Franklin Resources
179
Franklin Resources
California
$2.47M – – –
Mitsubishi UFJ Asset Management
180
Mitsubishi UFJ Asset Management
Japan
$2.47M -$193K -3,687 -7%
AQR Capital Management
181
AQR Capital Management
Connecticut
$2.43M -$895K -17,100 -27%
MNA
182
Manning & Napier Advisors
New York
$2.42M +$745K +14,240 +45%
JIM
183
Jupiter Investment Management
United Kingdom
$2.3M +$224K +4,284 +11%
TRSOTSOK
184
Teachers Retirement System of the State of Kentucky
Kentucky
$2.29M – – –
CNB
185
City National Bank
California
$2.27M +$106K +2,025 +5%
Nomura Asset Management
186
Nomura Asset Management
Japan
$2.26M -$62.8K -1,200 -3%
LS
187
Livforsakringsbolaget Skandia
Sweden
$2.22M – – –
OPERF
188
Oregon Public Employees Retirement Fund
Oregon
$2.22M -$15.7K -300 -0.7%
BNP Paribas Asset Management
189
BNP Paribas Asset Management
France
$2.22M +$1.26K +24 +0.1%
MA
190
Montag & Associates
Georgia
$2.17M +$105K +2,000 +5%
B
191
Barings
North Carolina
$2.17M +$246K +4,700 +13%
Susquehanna International Group
192
Susquehanna International Group
Pennsylvania
$2.05M +$814K +15,567 +66%
KAM
193
Keeley Asset Management
Illinois
$2.03M – – –
WAM
194
World Asset Management
Michigan
$2.02M +$98.5K +1,882 +5%
LMGAM
195
Liberty Mutual Group Asset Management
Massachusetts
$2.01M -$80.5K -1,538 -4%
Teacher Retirement System of Texas
196
Teacher Retirement System of Texas
Texas
$1.93M -$158K -3,020 -8%
NMERB
197
New Mexico Educational Retirement Board
New Mexico
$1.92M +$36.6K +700 +2%
CBOA
198
Commonwealth Bank of Australia
Australia
$1.9M -$371K -7,100 -16%
Asset Management One
199
Asset Management One
Japan
$1.73M – – –
QI
200
Quotient Investors
New York
$1.72M -$10.5K -200 -0.6%
6 7
8
9 10

PFG Hedge Fund Activity: Q3 2014 in Review

417 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2014, worth a combined $10.4B — up 6.3% from $9.78B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 26 closed out — a net gain of 21 holders — while 139 added to existing stakes and 149 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $161M. The largest seller was Citadel Advisors, cutting an estimated $83.1M.

  • 417 institutional investors held Principal Financial Group (PFG) as of Q3 2014, up from 399 in Q2 2014.
  • Funds reported $10.4B of Principal Financial Group stock for Q3 2014, up 6.3% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2014 and 26 closed out, a net change of +21 holders.
  • The largest Principal Financial Group buyer in Q3 2014 was Fidelity Investments, an estimated $161M added.
  • The largest Principal Financial Group seller in Q3 2014 was Citadel Advisors, an estimated $83.1M sold.

Based on aggregated 13F filings for Q3 2014.