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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
151
Centiva Capital
New York
$4.82M +$5.15M +60,755 +1,500%
UIM
152
USS Investment Management
United Kingdom
$4.77M
Nomura Asset Management
153
Nomura Asset Management
Japan
$4.75M -$355K -4,181 -6%
H
154
HoyleCohen
California
$4.69M +$22.9K +270 +0.4%
AAM
155
Advisors Asset Management
Colorado
$4.65M +$865K +10,194 +19%
AIG
156
American International Group
New York
$4.62M +$18.2K +215 +0.3%
Man Group
157
Man Group
United Kingdom
$4.56M -$12.2M -143,920 Closed
MCM
158
MKP Capital Management
New York
$4.55M +$5.19M +61,194 New
BFG
159
Beacon Financial Group
Texas
$4.5M -$235K -2,771 -4%
AB
160
Amalgamated Bank
New York
$4.48M -$1.38M -16,273 -21%
Wealthfront Advisers
161
Wealthfront Advisers
California
$4.44M -$444K -5,237 -8%
MIM
162
MetLife Investment Management
New Jersey
$4.39M -$59.6K -703 -1%
CAPTRUST Financial Advisors
163
CAPTRUST Financial Advisors
North Carolina
$4.36M +$84.4K +995 +2%
DnB Asset Management
164
DnB Asset Management
Norway
$4.34M -$134K -1,583 -3%
AAF
165
Andra AP-fonden
Sweden
$4.3M +$1.57M +18,500 +47%
UA
166
Unison Advisors
District of Columbia
$4.1M +$42.3K +499 +0.9%
Public Sector Pension Investment Board (PSP Investments)
167
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$4.09M -$14.6K -172 -0.3%
GC
168
Guggenheim Capital
Illinois
$3.96M +$121K +1,422 +3%
ECM
169
ExodusPoint Capital Management
New York
$3.87M +$1.84M +21,694 +71%
TAF
170
Tredje AP-fonden
Sweden
$3.86M -$1.94M -22,845 -31%
II
171
IFM Investors
Australia
$3.76M +$58.1K +685 +1%
ProShare Advisors
172
ProShare Advisors
Maryland
$3.74M +$477K +5,621 +13%
EFI
173
EHP Funds Inc
Canada
$3.67M +$8.48K +100 +0.2%
TPSF
174
Texas Permanent School Fund
Texas
$3.61M +$1.38M +16,225 +50%
FCH
175
Freestone Capital Holdings
Washington
$3.3M -$122K -1,441 -3%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.