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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
SMDAM
151
Sumitomo Mitsui DS Asset Management
Japan
$4.11M +$3.16M +57,720 +340%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
152
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$4.09M +$4.07M +74,300 New
WG
153
Winton Group
United Kingdom
$4.04M -$1.91M -34,881 -32%
CS
154
Candriam SCA
Luxembourg
$4.03M -$1.41M -25,814 -26%
SAM
155
Shell Asset Management
Netherlands
$3.96M -$155K -2,828 -4%
ASRS
156
Arizona State Retirement System
Arizona
$3.92M -$47K -858 -1%
SCM
157
Soros Capital Management
New York
$3.87M +$3.85M +70,400 New
SSA
158
Schonfeld Strategic Advisors
New York
$3.82M +$3.8M +69,500 New
MIM
159
MetLife Investment Management
New Jersey
$3.77M -$107K -1,960 -3%
Susquehanna International Group
160
Susquehanna International Group
Pennsylvania
$3.74M +$3.4M +62,035 +1,054%
SOADOR
161
State of Alaska Department of Revenue
Alaska
$3.72M -$345K -6,303 -9%
Treasurer of the State of North Carolina
162
Treasurer of the State of North Carolina
North Carolina
$3.67M +$31.2K +570 +0.9%
CIC
163
Cornercap Investment Counsel
Georgia
$3.63M -$45.5K -832 -1%
GIBU
164
Gulf International Bank (UK)
United Kingdom
$3.62M
BCIM
165
British Columbia Investment Management
British Columbia, Canada
$3.61M +$115K +2,101 +3%
CPO
166
Cerity Partners OCIO
New York
$3.61M +$2.2M +40,243 +163%
Comerica Bank
167
Comerica Bank
Texas
$3.58M -$275K -5,021 -7%
Public Sector Pension Investment Board (PSP Investments)
168
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$3.53M -$2.37M -43,238 -40%
BFG
169
Beacon Financial Group
Texas
$3.48M +$9.69K +177 +0.3%
SOMRS
170
State of Michigan Retirement System
Michigan
$3.44M +$5.47K +100 +0.2%
RJA
171
Raymond James & Associates
Florida
$3.42M +$241K +4,400 +8%
State of Tennessee, Department of Treasury
172
State of Tennessee, Department of Treasury
Tennessee
$3.38M -$155K -2,825 -4%
DF
173
Donoghue Forlines
Massachusetts
$3.34M -$851K -15,551 -20%
Voloridge Investment Management
174
Voloridge Investment Management
Florida
$3.29M +$3.27M +59,762 New
SWMG
175
Signature Wealth Management Group
Georgia
$3.19M +$27.1K +496 +0.9%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.