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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
American Century Companies
126
American Century Companies
Missouri
$6.58M +$2.45M +28,897 +48%
Zurich Cantonal Bank
127
Zurich Cantonal Bank
Switzerland
$6.5M -$50.7K -598 -0.7%
CI Investments Inc
128
CI Investments Inc
Ontario, Canada
$6.34M -$1.66M -19,537 -19%
VOYA Investment Management
129
VOYA Investment Management
Georgia
$6.33M +$96.6K +1,138 +1%
RJA
130
Raymond James & Associates
Florida
$6.31M -$1.13M -13,290 -14%
Nisa Investment Advisors
131
Nisa Investment Advisors
Missouri
$6.29M -$2.23M -26,255 -24%
Macquarie Group
132
Macquarie Group
Australia
$6.28M -$76.6K -903 -1%
ANTB
133
AMG National Trust Bank
Colorado
$6.27M -$384K -4,531 -5%
Franklin Resources
134
Franklin Resources
California
$6.22M -$21.8M -256,401 -75%
DekaBank Deutsche Girozentrale
135
DekaBank Deutsche Girozentrale
Germany
$6.07M -$605K -7,135 -8%
Mirae Asset Global Investments
136
Mirae Asset Global Investments
South Korea
$5.82M -$243K -2,867 -4%
Qube Research & Technologies (QRT)
137
Qube Research & Technologies (QRT)
United Kingdom
$5.73M -$16.6M -195,636 -72%
Rafferty Asset Management
138
Rafferty Asset Management
New York
$5.7M -$929K -10,955 -13%
SOMRS
139
State of Michigan Retirement System
Michigan
$5.66M +$50.9K +600 +0.8%
DWT
140
Dorsey & Whitney Trust
South Dakota
$5.65M -$761K -8,974 -11%
OPERF
141
Oregon Public Employees Retirement Fund
Oregon
$5.63M +$12.7K +150 +0.2%
Aberdeen Group
142
Aberdeen Group
United Kingdom
$5.53M -$110K -1,296 -2%
PI
143
PGGM Investments
Netherlands
$5.43M +$151K +1,780 +2%
ASRS
144
Arizona State Retirement System
Arizona
$5.29M +$49.9K +588 +0.8%
SEI Investments
145
SEI Investments
Pennsylvania
$5.18M +$2.05M +24,151 +53%
Baird Financial Group
146
Baird Financial Group
Wisconsin
$5.06M -$3.48M -41,019 -38%
Retirement Systems of Alabama
147
Retirement Systems of Alabama
Alabama
$5M -$479K -5,640 -8%
DIA
148
Dean Investment Associates
Ohio
$4.87M +$657K +7,743 +13%
Thrivent Financial for Lutherans
149
Thrivent Financial for Lutherans
Minnesota
$4.86M +$3.92M +46,206 +241%
Natixis Advisors
150
Natixis Advisors
Massachusetts
$4.86M -$104K -1,229 -2%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.