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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
126
Commonwealth Equity Services
Massachusetts
$7.06M -$1.87M -21,842 -21%
VOYA Investment Management
127
VOYA Investment Management
Georgia
$7.05M +$23.5K +274 +0.3%
NC
128
NewSquare Capital
Pennsylvania
$6.95M +$458K +5,335 +7%
Mirae Asset Global Investments
129
Mirae Asset Global Investments
South Korea
$6.81M +$1.01M +11,809 +17%
TD Asset Management
130
TD Asset Management
Ontario, Canada
$6.65M -$33.5K -390 -0.5%
Cambridge Investment Research Advisors
131
Cambridge Investment Research Advisors
Iowa
$6.51M +$814K +9,484 +14%
AB
132
Amalgamated Bank
New York
$6.42M +$1.28M +14,881 +24%
Aberdeen Group
133
Aberdeen Group
United Kingdom
$6.35M +$499K +5,819 +8%
OPERF
134
Oregon Public Employees Retirement Fund
Oregon
$6.35M +$2.05M +23,918 +46%
SOMRS
135
State of Michigan Retirement System
Michigan
$6.34M +$584K +6,806 +10%
CWM
136
CIBC World Markets
New York
$6.32M +$3.18M +37,022 +97%
TAF
137
Tredje AP-fonden
Sweden
$6.27M +$259K +3,020 +4%
State of Tennessee, Department of Treasury
138
State of Tennessee, Department of Treasury
Tennessee
$6.27M -$243K -2,830 -4%
Retirement Systems of Alabama
139
Retirement Systems of Alabama
Alabama
$6.12M -$351K -4,089 -5%
PI
140
PGGM Investments
Netherlands
$5.98M -$263K -3,066 -4%
Jane Street
141
Jane Street
New York
$5.96M -$3.12M -36,334 -34%
ASRS
142
Arizona State Retirement System
Arizona
$5.92M +$100K +1,169 +2%
Nomura Asset Management
143
Nomura Asset Management
Japan
$5.72M +$18.1K +211 +0.3%
Natixis Advisors
144
Natixis Advisors
Massachusetts
$5.58M +$149K +1,736 +3%
Wealthfront Advisers
145
Wealthfront Advisers
California
$5.46M -$236K -2,755 -4%
UIM
146
USS Investment Management
United Kingdom
$5.39M – – –
Comerica Bank
147
Comerica Bank
Texas
$5.35M +$1.51M +17,578 +42%
BFG
148
Beacon Financial Group
Texas
$5.31M -$96.9K -1,130 -2%
H
149
HoyleCohen
California
$5.27M -$108K -1,260 -2%
AIG
150
American International Group
New York
$5.2M -$110K -1,284 -2%
4 5
6
7 8

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.