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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
AIMCA
126
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$3.91M
Rafferty Asset Management
127
Rafferty Asset Management
New York
$3.87M +$1.45M +34,079 +55%
FAF
128
Fjarde Ap-fonden
Sweden
$3.78M -$158K -3,700 -4%
ISB
129
Iowa State Bank
Iowa
$3.7M +$7.63K +179 +0.2%
TD Asset Management
130
TD Asset Management
Ontario, Canada
$3.69M +$1.13M +26,469 +41%
CWM
131
CIBC World Markets
New York
$3.61M +$380K +8,910 +11%
Aviva
132
Aviva
United Kingdom
$3.54M -$99.1K -2,324 -3%
AIG
133
American International Group
New York
$3.39M -$117K -2,755 -3%
ASRS
134
Arizona State Retirement System
Arizona
$3.36M +$825K +19,348 +30%
Osaic Holdings
135
Osaic Holdings
Arizona
$3.35M -$270K -6,345 -7%
Handelsbanken Fonder
136
Handelsbanken Fonder
Sweden
$3.29M
X
137
Xponance
Pennsylvania
$3.16M -$638K -14,964 -16%
Janus Henderson Group
138
Janus Henderson Group
United Kingdom
$3.13M -$595K -13,957 -15%
RJFSA
139
Raymond James Financial Services Advisors
Florida
$3.11M +$1.24M +29,202 +61%
CIC
140
Cornercap Investment Counsel
Georgia
$3.1M -$73.1K -1,715 -2%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
141
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$3.1M +$3.28M +77,000 New
MPM
142
Meritage Portfolio Management
Kansas
$3.09M -$335K -7,857 -9%
Marshall Wace
143
Marshall Wace
United Kingdom
$3.08M -$3.3M -77,440 -50%
AAM
144
Advisors Asset Management
Colorado
$3.07M -$484K -11,361 -13%
Natixis Advisors
145
Natixis Advisors
Massachusetts
$3.06M +$362K +8,501 +13%
DekaBank Deutsche Girozentrale
146
DekaBank Deutsche Girozentrale
Germany
$3.02M +$1.05M +24,577 +47%
LPL Financial
147
LPL Financial
California
$2.97M +$721K +16,905 +30%
Comerica Bank
148
Comerica Bank
Texas
$2.91M +$46.8K +1,097 +2%
Mitsubishi UFJ Asset Management
149
Mitsubishi UFJ Asset Management
Japan
$2.86M +$575K +13,482 +23%
CPO
150
Cerity Partners OCIO
New York
$2.83M -$10.9K -255 -0.4%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.