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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
SEI Investments
126
SEI Investments
Pennsylvania
$5.99M +$5.18M +94,713 +670%
Royal London Asset Management
127
Royal London Asset Management
United Kingdom
$5.93M
DWT
128
Dorsey & Whitney Trust
South Dakota
$5.84M +$68.4K +1,249 +1%
FAF
129
Fjarde Ap-fonden
Sweden
$5.8M -$941K -17,200 -14%
Bessemer Group
130
Bessemer Group
New Jersey
$5.58M +$160K +2,920 +3%
PA
131
Pinnacle Associates
New York
$5.46M -$83.1K -1,519 -2%
Aviva
132
Aviva
United Kingdom
$5.35M -$8.43K -154 -0.2%
Ohio Public Employees Retirement System (OPERS)
133
Ohio Public Employees Retirement System (OPERS)
Ohio
$5.25M -$2.79K -51 -0.1%
AIG
134
American International Group
New York
$5.23M -$115K -2,110 -2%
DIP
135
DT Investment Partners
Pennsylvania
$5.21M +$355K +6,486 +7%
Baird Financial Group
136
Baird Financial Group
Wisconsin
$5.15M -$2.35K -43 -0%
ISB
137
Iowa State Bank
Iowa
$5.12M -$84.2K -1,538 -2%
Wolverine Trading
138
Wolverine Trading
Illinois
$5.05M +$5.06M +92,397 New
EP
139
Edgestream Partners
New Jersey
$5.01M +$4.98M +91,062 New
Kayne Anderson Rudnick Investment Management
140
Kayne Anderson Rudnick Investment Management
California
$4.89M +$4.87M +88,929 New
PIA
141
Piedmont Investment Advisors
North Carolina
$4.83M +$46.6K +851 +1%
USAA
142
United Services Automobile Association
Texas
$4.83M -$474K -8,666 -9%
CM
143
Churchill Management
California
$4.82M -$59.4K -1,085 -1%
Principal Financial Group
144
Principal Financial Group
Iowa
$4.77M -$190K -3,480 -4%
AAM
145
Advisors Asset Management
Colorado
$4.52M +$268K +4,905 +6%
EVM
146
Eaton Vance Management
Massachusetts
$4.51M +$58.2K +1,064 +1%
BNP Paribas Asset Management
147
BNP Paribas Asset Management
France
$4.41M -$608K -11,114 -12%
XK
148
Xact Kapitalforvaltning
Sweden
$4.34M +$110K +2,013 +3%
US Bancorp
149
US Bancorp
Minnesota
$4.32M -$7.44K -136 -0.2%
MPM
150
Meritage Portfolio Management
Kansas
$4.15M +$92.7K +1,694 +2%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.