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Principal Financial Group
PFG

619 hedge funds and large institutions have $9.67B invested in Principal Financial Group in 2020 Q4 according to their latest regulatory filings, with 110 funds opening new positions, 182 increasing their positions, 214 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 53

31% more call options, than puts

Call options by funds: $16.2M | Put options by funds: $12.3M

24% more capital invested

Capital invested by funds: $7.81B → $9.67B (+$1.87B)

9% more funds holding

Funds holding: 568 → 619 (+51)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.95% less ownership

Funds ownership: 70.62% → 69.67% (-0.95%)

15% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 214

Holders
619
Holders Change
+51
Holders Change %
+8.98%
% of All Funds
10.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
110
Increased
182
Reduced
214
Closed
53
Calls
$16.2M
Puts
$12.3M
Net Calls
+$3.86M
Net Calls Change
-$1.45M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$173M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$116M
3
Nomura Holdings
Nomura Holdings
Japan
+$29.4M
4
Retirement Systems of Alabama
Retirement Systems of Alabama
Alabama
+$26.3M
5
CSS
Cubist Systematic Strategies
Connecticut
+$18.3M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$113M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$82.2M
3
AL
AJO LP
Pennsylvania
-$44.6M
4
PP
Prudential plc
United Kingdom
-$33.4M
5
BlackRock
BlackRock
New York
-$30M
Name Holding Trade Value Shares
Change 		Change in
Stake
Ohio Public Employees Retirement System (OPERS)
101
Ohio Public Employees Retirement System (OPERS)
Ohio
$6.77M +$1.28M +27,945 +26%
PAMU
102
Pictet Asset Management (UK)
United Kingdom
$6.77M +$55K +1,200 +0.9%
DWT
103
Dorsey & Whitney Trust
South Dakota
$6.45M +$65.2K +1,423 +1%
Robeco Institutional Asset Management
104
Robeco Institutional Asset Management
Netherlands
$6.25M -$16.3M -355,828 -74%
IP
105
Interval Partners
New York
$6.22M +$3.4M +74,184 +145%
CI Investments Inc
106
CI Investments Inc
Ontario, Canada
$6.1M -$71.6K -1,564 -1%
Nisa Investment Advisors
107
Nisa Investment Advisors
Missouri
$5.96M +$228K +4,970 +4%
Public Sector Pension Investment Board (PSP Investments)
108
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$5.91M +$4.04M +88,240 +286%
Baird Financial Group
109
Baird Financial Group
Wisconsin
$5.81M +$218K +4,768 +4%
BNP Paribas Financial Markets
110
BNP Paribas Financial Markets
France
$5.7M -$2.43M -53,144 -32%
Rafferty Asset Management
111
Rafferty Asset Management
New York
$5.68M +$840K +18,344 +19%
ANTB
112
AMG National Trust Bank
Colorado
$5.64M -$1.87M -40,830 -26%
DA
113
Denali Advisors
California
$5.52M -$1.24M -27,100 -20%
LPL Financial
114
LPL Financial
California
$5.34M +$1.55M +33,910 +46%
VOYA Investment Management
115
VOYA Investment Management
Georgia
$5.33M -$404K -8,822 -8%
RAM
116
RWC Asset Management
United Kingdom
$5.2M +$4.8M +104,846 New
Two Sigma Advisers
117
Two Sigma Advisers
New York
$5.13M -$2.34M -51,000 -33%
Voloridge Investment Management
118
Voloridge Investment Management
Florida
$5.11M +$3.46M +75,453 +273%
CWM
119
CIBC World Markets
New York
$5.09M +$596K +13,008 +15%
ACI
120
AMP Capital Investors
Australia
$5.06M -$3.48M -76,030 -42%
SAM
121
Storebrand Asset Management
Norway
$5.06M -$118K -2,584 -2%
Treasurer of the State of North Carolina
122
Treasurer of the State of North Carolina
North Carolina
$5.05M +$94.4K +2,060 +2%
CC
123
Cipher Capital
New York
$4.97M +$2.93M +64,063 +177%
Royal London Asset Management
124
Royal London Asset Management
United Kingdom
$4.92M -$120K -2,624 -3%
Zurich Cantonal Bank
125
Zurich Cantonal Bank
Switzerland
$4.75M -$2.41M -52,546 -35%
3 4
5
6 7

PFG Hedge Fund Activity: Q4 2020 in Review

619 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2020, worth a combined $9.67B — up 24% from $7.81B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new PFG positions and 53 closed out — a net gain of 57 holders — while 182 added to existing stakes and 214 trimmed.

The largest buyer was Credit Suisse, adding an estimated $173M. The largest seller was Arrowstreet Capital, cutting an estimated $113M.

  • 619 institutional investors held Principal Financial Group (PFG) as of Q4 2020, up from 568 in Q3 2020.
  • Funds reported $9.67B of Principal Financial Group stock for Q4 2020, up 24% quarter-over-quarter.
  • 110 funds opened new Principal Financial Group positions in Q4 2020 and 53 closed out, a net change of +57 holders.
  • The largest Principal Financial Group buyer in Q4 2020 was Credit Suisse, an estimated $173M added.
  • The largest Principal Financial Group seller in Q4 2020 was Arrowstreet Capital, an estimated $113M sold.

Based on aggregated 13F filings for Q4 2020.