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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
101
Two Sigma Advisers
New York
$6.21M -$3.9M -91,577 -37%
Asset Management One
102
Asset Management One
Japan
$6.16M -$956K -22,433 -13%
AAF
103
Andra AP-fonden
Sweden
$6.12M +$737K +17,300 +13%
Zurich Cantonal Bank
104
Zurich Cantonal Bank
Switzerland
$5.97M +$1.81M +42,512 +40%
FWIA
105
Fort Washington Investment Advisors
Ohio
$5.8M -$250K -5,872 -4%
CI
106
Conning Inc
Connecticut
$5.78M -$10.6K -248 -0.2%
DA
107
Denali Advisors
California
$5.57M -$1.87M -43,900 -24%
Aberdeen Group
108
Aberdeen Group
United Kingdom
$5.56M -$539K -12,648 -8%
SEI Investments
109
SEI Investments
Pennsylvania
$5.54M +$502K +11,771 +9%
Toronto Dominion Bank
110
Toronto Dominion Bank
Ontario, Canada
$5.46M +$20.9K +490 +0.4%
PAMU
111
Pictet Asset Management (UK)
United Kingdom
$5.45M -$311K -7,300 -5%
SLAM
112
Swiss Life Asset Management
$5.29M +$2.73M +64,118 +95%
DWT
113
Dorsey & Whitney Trust
South Dakota
$5.18M +$195K +4,566 +4%
CI Investments Inc
114
CI Investments Inc
Ontario, Canada
$5.01M +$192K +4,494 +4%
BGIM
115
Brandywine Global Investment Management
Pennsylvania
$4.95M +$5.13M +120,419 +4,891%
VOYA Investment Management
116
VOYA Investment Management
Georgia
$4.68M -$102K -2,396 -2%
Nisa Investment Advisors
117
Nisa Investment Advisors
Missouri
$4.64M +$281K +6,600 +6%
Envestnet Asset Management
118
Envestnet Asset Management
Illinois
$4.55M +$755K +17,709 +19%
Baird Financial Group
119
Baird Financial Group
Wisconsin
$4.52M +$583K +13,676 +14%
Ohio Public Employees Retirement System (OPERS)
120
Ohio Public Employees Retirement System (OPERS)
Ohio
$4.37M +$290K +6,796 +7%
SAM
121
Storebrand Asset Management
Norway
$4.21M
Retirement Systems of Alabama
122
Retirement Systems of Alabama
Alabama
$4.14M -$256K -6,001 -6%
Royal London Asset Management
123
Royal London Asset Management
United Kingdom
$4.08M -$31K -728 -0.7%
Treasurer of the State of North Carolina
124
Treasurer of the State of North Carolina
North Carolina
$4.01M -$3.84K -90 -0.1%
SFI
125
Susquehanna Fundamental Investments
Pennsylvania
$4.01M +$4.25M +99,599 New

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.