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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
DGHMC
101
Dalton, Greiner, Hartman, Maher & Co
New York
$9.48M -$671K -12,040 -7%
N
102
Natixis
France
$9.46M +$5.77M +103,579 +179%
PI
103
Putnam Investments
Massachusetts
$9.44M +$38.3K +687 +0.4%
Los Angeles Capital Management
104
Los Angeles Capital Management
California
$9.11M +$8.37M +150,174 +2,855%
PA
105
Pinnacle Associates
New York
$8.8M +$40.5K +727 +0.5%
CFG
106
Citizens Financial Group
Rhode Island
$8.44M -$188K -3,365 -2%
USAA
107
United Services Automobile Association
Texas
$8.38M
ACI
108
AMP Capital Investors
Australia
$8.27M +$893K +16,022 +13%
AAF
109
Andra AP-fonden
Sweden
$8.23M -$641K -11,500 -8%
GC
110
Grimes & Company
Massachusetts
$8.05M +$789K +14,151 +11%
Aviva
111
Aviva
United Kingdom
$7.97M -$292K -5,236 -4%
Treasurer of the State of North Carolina
112
Treasurer of the State of North Carolina
North Carolina
$7.96M +$2.58M +46,288 +52%
GHCM
113
Glen Harbor Capital Management
California
$7.96M +$1.6M +28,700 +27%
BCP
114
Blue Chip Partners
Michigan
$7.52M +$1.04M +18,625 +17%
PIA
115
Piedmont Investment Advisors
North Carolina
$7.37M -$23.8K -427 -0.3%
VOYA Investment Management
116
VOYA Investment Management
Georgia
$7.25M -$200K -3,581 -3%
ANI
117
American National Insurance
Texas
$7.18M
Retirement Systems of Alabama
118
Retirement Systems of Alabama
Alabama
$7.16M -$160K -2,875 -2%
MSL
119
Mackay Shields LLC
New York
$6.89M +$4.06M +72,878 +163%
MNBTD
120
Moody National Bank Trust Division
Texas
$6.87M +$5.69M +102,060 +670%
Aberdeen Group
121
Aberdeen Group
United Kingdom
$6.85M +$392K +7,037 +6%
Ohio Public Employees Retirement System (OPERS)
122
Ohio Public Employees Retirement System (OPERS)
Ohio
$6.79M +$399K +7,158 +7%
AIG
123
American International Group
New York
$6.71M +$292K +5,244 +5%
Nomura Asset Management
124
Nomura Asset Management
Japan
$6.66M -$270K -4,850 -4%
Royal Bank of Canada
125
Royal Bank of Canada
Ontario, Canada
$6.47M -$223K -4,001 -3%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.