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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
101
Tealwood Asset Management
Minnesota
$7.39M -$26.8K -518 -0.3%
Retirement Systems of Alabama
102
Retirement Systems of Alabama
Alabama
$7.32M -$134K -2,579 -2%
AIG
103
American International Group
New York
$7.31M -$201K -3,876 -2%
HSBC Holdings
104
HSBC Holdings
United Kingdom
$7.24M +$3.94M +75,970 +99%
Korea Investment Corp
105
Korea Investment Corp
South Korea
$7.22M +$1.13M +21,900 +17%
MLICM
106
Metropolitan Life Insurance Company (MetLife)
New York
$7.13M -$139K -2,690 -2%
AG
107
Aperio Group
California
$6.76M +$680K +13,120 +10%
GC
108
Grimes & Company
Massachusetts
$6.61M +$216K +4,171 +3%
GIM
109
Goelzer Investment Management
Indiana
$6.5M +$37.1K +715 +0.5%
Federated Hermes
110
Federated Hermes
Pennsylvania
$6.04M -$13.3M -256,993 -67%
Grantham, Mayo, Van Otterloo & Co (GMO)
111
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.79M +$3.12M +60,300 +97%
TD Asset Management
112
TD Asset Management
Ontario, Canada
$5.78M +$5.18K +100 +0.1%
Caisse de Depot et Placement du Quebec (CDPQ)
113
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$5.73M +$36.3K +700 +0.6%
State of Wisconsin Investment Board
114
State of Wisconsin Investment Board
Wisconsin
$5.7M -$319K -6,150 -5%
APG Asset Management
115
APG Asset Management
Netherlands
$5.58M -$716K -13,813 -10%
QI
116
QS Investors
New York
$5.51M -$354K -6,830 -6%
State of Tennessee, Department of Treasury
117
State of Tennessee, Department of Treasury
Tennessee
$5.46M -$77.7K -1,500 -1%
Ohio Public Employees Retirement System (OPERS)
118
Ohio Public Employees Retirement System (OPERS)
Ohio
$5.42M -$1.16M -22,450 -16%
ASRS
119
Arizona State Retirement System
Arizona
$5.22M +$5.72M +110,316 New
PP
120
Prudential plc
United Kingdom
$5.09M
DIA
121
Davidson Investment Advisors
Montana
$5.08M -$82.4K -1,590 -1%
ProShare Advisors
122
ProShare Advisors
Maryland
$5.06M +$156K +3,008 +3%
DWT
123
Dorsey & Whitney Trust
South Dakota
$4.97M -$39.8K -768 -0.7%
Royal London Asset Management
124
Royal London Asset Management
United Kingdom
$4.9M +$5.37M +103,600 New
Franklin Resources
125
Franklin Resources
California
$4.86M

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.