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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
UB
76
UMB Bank
Missouri
$15.8M +$237K +2,791 +1%
Swedbank
77
Swedbank
Sweden
$15.2M -$341K -4,016 -2%
Mercer Global Advisors
78
Mercer Global Advisors
Colorado
$15.1M +$6.43M +75,780 +59%
Prudential Financial
79
Prudential Financial
New Jersey
$14.2M +$238K +2,805 +1%
Marshall Wace
80
Marshall Wace
United Kingdom
$14.1M +$6.43M +75,769 +67%
Millennium Management
81
Millennium Management
New York
$13.8M +$12.5M +146,864 +384%
HF
82
HRT Financial
New York
$13.7M +$15M +176,464 +2,136%
Mitsubishi UFJ Asset Management
83
Mitsubishi UFJ Asset Management
Japan
$13.7M +$883K +10,410 +6%
Russell Investments Group
84
Russell Investments Group
United Kingdom
$13.6M +$3.38M +39,798 +28%
BC
85
Brookfield Corp
Ontario, Canada
$13.2M +$15.1M +177,840 New
Bank of Montreal
86
Bank of Montreal
Ontario, Canada
$12.9M +$448K +5,280 +3%
Mitsubishi UFJ Trust & Banking
87
Mitsubishi UFJ Trust & Banking
Japan
$12.6M -$366K -4,319 -2%
AIM
88
Achmea Investment Management
Netherlands
$12.1M +$3.09M +36,461 +29%
Manulife (Manufacturers Life Insurance)
89
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12M -$552K -6,502 -4%
PAMS
90
Pictet Asset Management (Switzerland)
Switzerland
$11.5M +$2.14M +25,277 +19%
NW
91
NewEdge Wealth
Pennsylvania
$11.2M +$12.8M +150,481 New
Ohio Public Employees Retirement System (OPERS)
92
Ohio Public Employees Retirement System (OPERS)
Ohio
$10.4M +$1.36M +15,977 +13%
Connor, Clark & Lunn Investment Management (CC&L)
93
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$10.3M +$10.9M +128,493 +1,211%
State of New Jersey Common Pension Fund D
94
State of New Jersey Common Pension Fund D
New Jersey
$10.1M -$498K -5,864 -4%
RJFSA
95
Raymond James Financial Services Advisors
Florida
$9.95M +$1.4M +16,556 +14%
SIS
96
Sound Income Strategies
Florida
$9.91M +$1.09M +12,902 +11%
State of Wisconsin Investment Board
97
State of Wisconsin Investment Board
Wisconsin
$9.89M -$56.9K -671 -0.5%
Chevy Chase Trust
98
Chevy Chase Trust
Maryland
$9.83M +$115K +1,357 +1%
CB
99
Commerce Bank
Missouri
$9.8M +$992K +11,688 +10%
Osaic Holdings
100
Osaic Holdings
Arizona
$9.74M -$545K -6,425 -5%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.