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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
Korea Investment Corp
76
Korea Investment Corp
South Korea
$13.7M +$3.29M +60,100 +32%
GT
77
Glenmede Trust
Pennsylvania
$13.1M -$3.53M -64,568 -21%
Canada Pension Plan Investment Board
78
Canada Pension Plan Investment Board
Ontario, Canada
$13.1M -$834K -15,237 -6%
DZ Bank
79
DZ Bank
Germany
$12.9M +$11.3M +206,000 +695%
Russell Investments Group
80
Russell Investments Group
United Kingdom
$12.8M +$109K +1,991 +0.9%
AAMU
81
Amundi Asset Management US
Massachusetts
$12.5M +$5.56M +101,664 +81%
Canada Life
82
Canada Life
Manitoba, Canada
$12.2M +$128K +2,346 +1%
APG Asset Management
83
APG Asset Management
Netherlands
$12M -$328K -6,001 -2%
State of Wisconsin Investment Board
84
State of Wisconsin Investment Board
Wisconsin
$12M +$5.38M +98,220 +82%
Chevy Chase Trust
85
Chevy Chase Trust
Maryland
$11.9M -$40.2K -734 -0.3%
CM
86
Capital Management
Virginia
$11.6M +$1.55M +28,400 +16%
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11.6M -$3.3M -60,273 -22%
State of New Jersey Common Pension Fund D
88
State of New Jersey Common Pension Fund D
New Jersey
$11.1M -$699K -12,768 -6%
DA
89
Denali Advisors
California
$10.6M +$175K +3,200 +2%
CB
90
Commerce Bank
Missouri
$10M +$956K +17,465 +11%
CGH
91
Crossmark Global Holdings
Texas
$9.85M -$1.26M -23,081 -11%
Toronto Dominion Bank
92
Toronto Dominion Bank
Ontario, Canada
$9.69M +$745K +13,602 +8%
GC
93
Guggenheim Capital
Illinois
$9.69M -$4.2M -76,760 -30%
GIM
94
Goelzer Investment Management
Indiana
$9.66M +$238K +4,355 +3%
Impax Asset Management Group
95
Impax Asset Management Group
United Kingdom
$9.54M +$1.42M +26,001 +18%
Millennium Management
96
Millennium Management
New York
$9.34M +$9.3M +169,825 New
AIMCA
97
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$9.28M -$3.12M -57,000 -25%
CI Investments Inc
98
CI Investments Inc
Ontario, Canada
$9.09M -$1.03M -18,753 -10%
Asset Management One
99
Asset Management One
Japan
$9.09M -$775K -14,163 -8%
KBC Group
100
KBC Group
Belgium
$9.01M +$3.31M +60,478 +59%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.