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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
Voloridge Investment Management
76
Voloridge Investment Management
Florida
$14M +$3.31M +59,397 +33%
DF
77
Donoghue Forlines
Massachusetts
$13.9M -$2.83M -50,781 -18%
GT
78
Glenmede Trust
Pennsylvania
$13.5M -$262K -4,697 -2%
State of Wisconsin Investment Board
79
State of Wisconsin Investment Board
Wisconsin
$13.3M -$1.19M -21,276 -9%
Chevy Chase Trust
80
Chevy Chase Trust
Maryland
$12.9M -$269K -4,834 -2%
PAMU
81
Pictet Asset Management (UK)
United Kingdom
$12.8M -$674K -12,100 -5%
Assenagon Asset Management
82
Assenagon Asset Management
Luxembourg
$12.8M +$12.1M +217,646 New
CM
83
Capital Management
Virginia
$12.7M -$3.51M -62,988 -23%
AG
84
Aperio Group
California
$12.5M +$797K +14,301 +7%
Zurich Cantonal Bank
85
Zurich Cantonal Bank
Switzerland
$12.4M -$768K -13,774 -6%
Canada Life
86
Canada Life
Manitoba, Canada
$12.3M -$1.5M -26,864 -11%
Nisa Investment Advisors
87
Nisa Investment Advisors
Missouri
$12.3M -$1.16M -20,837 -9%
Man Group
88
Man Group
United Kingdom
$12.2M -$4.63M -83,105 -29%
FWCM
89
Ferguson Wellman Capital Management
Oregon
$12.2M -$93.8K -1,682 -0.8%
AssetMark Inc
90
AssetMark Inc
California
$11.8M +$672K +12,057 +6%
HCM
91
Howard Capital Management
Georgia
$11.7M
KBC Group
92
KBC Group
Belgium
$11.3M +$1.61M +28,812 +18%
CGH
93
Crossmark Global Holdings
Texas
$11.1M +$387K +6,951 +4%
Russell Investments Group
94
Russell Investments Group
United Kingdom
$10.7M -$84.6K -1,518 -0.8%
GIM
95
Goelzer Investment Management
Indiana
$10.5M -$19K -340 -0.2%
DIA
96
Davidson Investment Advisors
Montana
$10.3M +$1.67M +29,975 +21%
Toronto Dominion Bank
97
Toronto Dominion Bank
Ontario, Canada
$10.2M +$26.2K +470 +0.3%
Adage Capital Partners
98
Adage Capital Partners
Massachusetts
$10.1M -$7.06M -126,700 -42%
PAM
99
Palisade Asset Management
Minnesota
$9.91M +$524K +9,407 +6%
EP
100
Elkfork Partners
Oregon
$9.66M +$1.94M +34,850 +27%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.